Investors Exchange LLC ("IEX" or the "Exchange") is a national securities exchange subject to regulation by the Securities and Exchange Commission as a self-regulatory organization ("SRO"). IEX Regulation conducts and oversees performance of the Exchange's SRO obligations and functions, in part through a regulatory services agreement with FINRA.
This page contains links to IEX rules and other regulatory resources and information.
Please contact email@example.com with any questions or inquiries regarding regulatory matters.
FINRA, on behalf of IEX, investigates potential violations of IEX rules and the federal securities laws and, when appropriate, brings formal disciplinary action against members and their associated persons.