Investors Exchange LLC ("IEX" or the "Exchange") is a national securities exchange subject to regulation by the Securities and Exchange Commission as a self-regulatory organization ("SRO"). IEX Regulation conducts and oversees performance of the Exchange's SRO obligations and functions, in part through a regulatory services agreement with FINRA.
This page contains links to IEX rules and other regulatory resources and information.
Please contact email@example.com with any questions or inquiries regarding regulatory matters, or to submit a tip or complaint regarding activity that may violate IEX rules or the federal securities laws. IEX Regulation will review the matter and determine appropriate next steps, which may include referral to FINRA or another regulatory authority. All tips or complaints, and any subsequent investigation are subject to IEX’s Regulatory Independence and Confidentiality Policy.
There are no issuers currently listed on IEX. For any questions about historical listing information, please contact IEX Regulation.Contact IEX Regulation