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Information Circulars

General Circulars

File No. Date Description
IC-2022-0001 2022-04-20 SEC Section 31 Fee Rate Advisory
IC-2021-0001 2021-01-19 SEC Section 31 Fee Rate Advisory
IC-2020-0001 2020-01-14 SEC Section 31 Fee Rate Advisory
IC-2019-0001 2019-04-03 SEC Section 31 Fee Rate Advisory
IC-2018-0001 2018-05-30 SEC Section 31 Fee Rate Advisory
IC-2017-0001 2017-06-05 SEC Section 31 Fee Rate Advisory
IC-2016-0003 2016-08-11 Collection of Exchange fees and other claims and billing policy
IC-2016-0002 2016-08-02 Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
IC-2016-0001 2016-07-13 Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

Regulatory Circulars

File No. Date Description
RC-2022-0002 2022-01-05 Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RC-2022-0001 2022-01-05 Notice Regarding Filing of Annual Audited Reports
RC-2021-0002 2021-01-08 Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RC-2021-0001 2021-01-05 Notice Regarding Filing of Annual Audited Reports
RC-2020-0007 2020-07-30 Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules
RC-2020-0006 2020-07-17 Industry Presentation by CMRWG on CAT Compliance Rules
RC-2020-0005 2020-07-07 Regulatory Coordination Concerning CAT Reporting Compliance
RC-2020-0004 2020-04-08 Establishment of the CMRWG
RC-2020-0003 2020-03-17 SEC No-Action Relief regarding CAT Reporting
RC-2020-0002 2020-01-07 Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RC-2020-0001 2020-01-07 Notice Regarding Filing of Annual Audited Reports
RC-2019-0006 2019-09-24 Market Quality Incentive Programs
RC-2019-0005 2019-07-23 Chief Compliance Officer examination and registration requirements
RC-2019-0004 2019-02-01 Consolidated Audit Trail (CAT) Update
RC-2019-0003 2019-01-10 Active Military Leave Guidance
RC-2019-0002 2019-01-10 Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RC-2019-0001 2019-01-10 Notice Regarding Filing of Annual Audited Reports
RC-2018-0004 2018-09-28 Amendments to Membership Registration and Qualification Requirements
RC-2018-0003 2018-03-05 Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements
RC-2018-0002 2018-01-09 Notice Regarding Filing of Annual Audited Reports
RC-2018-0001 2018-01-08 Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RC-2017-0005 2017-10-03 Introduction of the IEX Market Maker Peg Order Type
RC-2017-0004 2017-04-11 Consolidated Audit Trail ("CAT") Clock Synchronization Study
RC-2017-0003 2017-03-09 Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
RC-2017-0002 2017-01-10 Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
RC-2017-0001 2017-01-06 Notice Regarding Filing of Annual Audited Reports
RC-2016-0001 2016-08-29 Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

Product Circulars

File No. Date Description
PC-2022-0208 2022-06-27 Xtrackers Net Zero Pathway Paris Aligned US Equity ETF
PC-2022-0207 2022-06-27 Unified Series Trust
PC-2022-0206 2022-06-23 iShares U.S. ETF Trust
PC-2022-0205 2022-06-23 Nuveen Global Net Zero Transition ETF
PC-2022-0204 2022-06-22 IQ Winslow Large Cap Growth ETF, IQ Winslow Focused Large Cap Growth ETF
PC-2022-0203 2022-06-22 VanEck CLO ETF
PC-2022-0202 2022-06-21 Bank of Montreal Notes
PC-2022-0201 2022-06-21 Ionic Inflation Protection ETF
PC-2022-0200 2022-06-17 Short Bitcoin Strategy ETF
PC-2022-0199 2022-06-15 Syntax Stratified Total Market II ETF
PC-2022-0198 2022-06-15 Optimize AI Smart Sentiment Event-Driven ETF
PC-2022-0197 2022-06-15 FT Cboe Vest Fund of Nasdaq-100® Buffer ETFs
PC-2022-0196 2022-06-13 JPMorgan International Research Enhanced Equity ETF
PC-2022-0195 2022-06-08 Pacer Funds Trust
PC-2022-0194 2022-06-08 PIMCO Senior Loan Active Exchange-Traded Fund
PC-2022-0193 2022-06-08 V-Shares MSCI World ESG Materiality and Carbon Transition ETF
PC-2022-0192 2022-06-07 USCF Dividend Income Fund
PC-2022-0191 2022-06-07 Gotham 1000 Value ETF
PC-2022-0190 2022-06-06 Newday Ocean Health ETF
PC-2022-0189 2022-05-31 Procure Disaster Recovery Strategy ETF
PC-2022-0188 2022-05-31 Direxion Breakfast Commodities Strategy ETF
PC-2022-0187 2022-05-25 BondBloxx ETF Trust
PC-2022-0186 2022-05-23 PGIM Floating Rate Income ETF
PC-2022-0185 2022-05-20 JPMorgan Realty Income ETF
PC-2022-0184 2022-05-20 Harbor Dividend Growth Leaders ETF
PC-2022-0183 2022-05-19 ALPS Intermediate Municipal Bond ETF
PC-2022-0182 2022-05-18 Relative Sentiment Tactical Allocation ETF
PC-2022-0181 2022-05-17 Acruence Active Hedge U.S. Equity ETF
PC-2022-0180 2022-05-17 Listed Funds Trust
PC-2022-0179 2022-05-17 Constrained Capital ESG Orphans ETF
PC-2022-0178 2022-05-17 Principal Real Estate Active Opportunities ETF
PC-2022-0177 2022-05-17 SEI Exchange Traded Funds
PC-2022-0176 2022-05-16 Simplify Macro Strategy ETF
PC-2022-0175 2022-05-16 Teucrium Agricultural Strategy No K-1 ETF
PC-2022-0174 2022-05-11 SPDR MarketAxess Investment Grade 400 Corporate Bond ETF
PC-2022-0173 2022-05-09 Gabelli Financial Services Opportunities ETF
PC-2022-0172 2022-05-06 Akros Monthly Payout ETF
PC-2022-0171 2022-05-06 JPMorgan Market Expansion Enhanced Equity ETF
PC-2022-0170 2022-05-06 Dimensional US Marketwide Value ETF
PC-2022-0169 2022-05-03 JPMorgan Nasdaq Equity Premium Income ETF
PC-2022-0168 2022-05-03 Merk Stagflation ETF
PC-2022-0167 2022-05-02 6.00% Notes due 2027
PC-2022-0166 2022-04-29 AXS 2X Innovation ETF
PC-2022-0165 2022-04-29 AXS Short China Internet ETF
PC-2022-0164 2022-04-27 Global X Metaverse ETF
PC-2022-0163 2022-04-27 KraneShares Global Carbon Offset Strategy ETF
PC-2022-0162 2022-04-27 AdvisorShares Trust
PC-2022-0161 2022-04-26 iShares Blockchain and Tech ETF
PC-2022-0160 2022-04-26 Dimensional ETF Trust
PC-2022-0159 2022-04-26 iShares Emergent Food and AgTech Multisector ETF
PC-2022-0158 2022-04-22 Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF
PC-2022-0157 2022-04-22 FMC Excelsior Focus Equity ETF
PC-2022-0156 2022-04-21 SPDR MSCI ACWI Climate Paris Aligned ETF
PC-2022-0155 2022-04-21 SPDR MSCI USA Climate Paris Aligned ETF
PC-2022-0154 2022-04-20 Fidelity Merrimack Street Trust
PC-2022-0153 2022-04-20 FlexShares ESG & Climate Emerging Markets Core Index Fund
PC-2022-0152 2022-04-20 Fidelity Crypto Industry and Digital Payments ETF
PC-2022-0151 2022-04-20 Fidelity Metaverse ETF
PC-2022-0150 2022-04-19 First Trust Indxx Metaverse ETF
PC-2022-0149 2022-04-19 Roundhill Cannabis ETF
PC-2022-0148 2022-04-18 Pacer BlueStar Engineering the Future ETF
PC-2022-0147 2022-04-12 Global X Green Building ETF
PC-2022-0146 2022-04-11 Goldman Sachs MarketBeta U.S. 1000 Equity ETF
PC-2022-0145 2022-04-11 Pacer BlueStar Digital Entertainment ETF
PC-2022-0144 2022-04-08 JPMorgan Inflation Managed Bond ETF
PC-2022-0143 2022-04-06 Direxion Shares ETF Trust
PC-2022-0142 2022-04-06 ProShares Supply Chain Logistics ETF
PC-2022-0141 2022-04-06 Neuberger Berman ETF Trust
PC-2022-0140 2022-04-05 India Internet & Ecommerce ETF
PC-2022-0139 2022-04-04 DoubleLine ETF Trust
PC-2022-0138 2022-04-04 SPDR Nuveen Municipal Bond ESG ETF
PC-2022-0137 2022-03-31 R3 Global Dividend Growth ETF
PC-2022-0136 2022-03-30 OneAscent Core Plus Bond ETF
PC-2022-0135 2022-03-30 Regents Park Hedged Market Strategy ETF
PC-2022-0134 2022-03-30 Columbia Seligman Semiconductor and Technology ETF
PC-2022-0133 2022-03-30 Avantis Responsible Emerging Markets Equity ETF
PC-2022-0132 2022-03-29 VS Trust
PC-2022-0131 2022-03-28 Optica Rare Earths & Critical Materials ETF
PC-2022-0130 2022-03-23 ROC ETF
PC-2022-0129 2022-03-23 Dimensional ETF Trust
PC-2022-0128 2022-03-22 Fairlead Tactical Sector ETF
PC-2022-0127 2022-03-22 First Trust Nasdaq Lux Digital Health Solutions ETF
PC-2022-0126 2022-03-22 AXS Change Finance ESG ETF
PC-2022-0125 2022-03-21 BNY Mellon Responsible Horizons Corporate Bond ETF
PC-2022-0124 2022-03-16 American Century ETF Trust
PC-2022-0123 2022-03-16 ProShares Metaverse ETF
PC-2022-0122 2022-03-16 Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF
PC-2022-0121 2022-03-16 WisdomTree Efficient Gold Plus Equity Strategy Fund
PC-2022-0120 2022-03-15 KraneShares Global Carbon Transformation ETF
PC-2022-0119 2022-03-14 LHA Market State Tactical Q ETF
PC-2022-0118 2022-03-09 Home Appreciation U.S. REIT ETF
PC-2022-0117 2022-03-09 VanEck Digital Assets Mining ETF
PC-2022-0116 2022-03-09 iShares Trust
PC-2022-0115 2022-03-07 Innovator ETFs Trust
PC-2022-0114 2022-03-07 Simplify Managed Futures Strategy ETF
PC-2022-0113 2022-03-04 Listed Funds Trust
PC-2022-0112 2022-03-04 Convergence Long-Short Equity ETF
PC-2022-0111 2022-03-04 Dimensional ETF Trust
PC-2022-0110 2022-03-04 Capital Research and Management Company
PC-2022-0109 2022-03-04 Harbor Corporate Culture Leaders ETF
PC-2022-0108 2022-03-04 Global X Dow 30 Covered Call ETF
PC-2022-0107 2022-02-24 BondBloxx ETF Trust
PC-2022-0106 2022-02-24 WisdomTree Battery Value Chain and Innovation Fund
PC-2022-0105 2022-02-24 SPDR Blackstone High Income ETF
PC-2022-0104 2022-02-24 Goldman Sachs Access Emerging Markets USD Bond ETF
PC-2022-0103 2022-02-24 Fidelity Sustainable High Yield ETF
PC-2022-0102 2022-02-24 VanEck Digital India ETF
PC-2022-0101 2022-02-24 Simplify Exchange Traded Funds
PC-2022-0100 2022-02-24 iShares Paris-Aligned Climate MSCI USA ETF
PC-2022-0099 2022-02-24 Xtrackers Risk Managed USD High Yield Strategy ETF
PC-2022-0098 2022-02-24 Harbor All-Weather Inflation Focus ETF
PC-2022-0097 2022-02-24 Goldman Sachs Bloomberg Clean Energy Equity ETF
PC-2022-0096 2022-02-24 Innovator Laddered Allocation Buffer ETF
PC-2022-0095 2022-02-24 Innovator Laddered Allocation Buffer ETF
PC-2022-0094 2022-02-24 AdvisorShares Let Bob AI Powered Momentum ETF
PC-2022-0093 2022-02-24 FIS Biblically Responsible Risk Managed ETF
PC-2022-0092 2022-02-24 Valkyrie Bitcoin Miners ETF
PC-2022-0091 2022-02-24 IndexIQ ETF Trust
PC-2022-0090 2022-02-24 Clockwise Capital Innovation ETF
PC-2022-0089 2022-02-24 Harbor Long-Term Growers ETF
PC-2022-0088 2022-02-24 iShares MSCI China Multisector Tech ETF
PC-2022-0087 2022-02-24 Subversive Metaverse ETF
PC-2022-0086 2022-02-24 Global X Disruptive Materials ETF
PC-2022-0085 2022-02-24 First Trust S-Network Streaming & Gaming ETF
PC-2022-0084 2022-02-24 Amplify Inflation Fighter ETF
PC-2022-0083 2022-02-24 Grayscale Future of Finance ETF
PC-2022-0082 2022-02-24 PSYK ETF
PC-2022-0081 2022-02-24 iMGP RBA Responsible Global Allocation ETF
PC-2022-0080 2022-02-24 Morgan Creek-Exos Active SPAC Arbitrage ETF
PC-2022-0079 2022-02-18 Engine No. 1 ETF Trust
PC-2022-0078 2022-02-10 Kelly CRISPR & Gene Editing Technology ETF
PC-2022-0077 2022-02-10 Dynamic Short Short-Term Volatility Futures ETF
PC-2022-0076 2022-02-10 Kelly Strategic ETF Trust
PC-2022-0075 2022-02-10 Avantis U.S. Small Cap Equity ETF
PC-2022-0074 2022-02-10 Janus Henderson B-BBB CLO ETF
PC-2022-0073 2022-02-10 SPDR Index Shares Funds
PC-2022-0072 2022-02-10 Strategy Shares Halt Climate Change ETF
PC-2022-0071 2022-02-10 SPDR S&P SmallCap 600 ESG ETF
PC-2022-0070 2022-02-10 Simplify Exchange Traded Funds
PC-2022-0069 2022-02-10 Wahed Dow Jones Islamic World ETF
PC-2022-0068 2022-02-10 The NextGen Trend and Defend ETF
PC-2022-0067 2022-02-10 Rareview Inflation-Deflation ETF
PC-2022-0066 2022-02-10 Gabelli Asset ETF
PC-2022-0065 2022-02-10 UPAR Ultra Risk Parity ETF
PC-2022-0064 2022-02-10 Innovator ETFs Trust
PC-2022-0063 2022-02-10 AllianzIM U.S. Large Cap 6 Month Buffer10 Jan-Jul ETF
PC-2022-0062 2022-02-10 RiverNorth Volition America Patriot ETF
PC-2022-0061 2022-02-09 The Advisors' Inner Circle Fund III
PC-2022-0060 2022-02-09 Rareview Systematic Equity ETF
PC-2022-0059 2022-02-09 U.S. Global Sea to Sky Cargo ETF
PC-2022-0058 2022-02-09 Amberwave Invest USA JSG Fund
PC-2022-0057 2022-02-09 Subversive Metaverse ETF
PC-2022-0056 2022-01-20 Direxion Shares ETF Trust
PC-2022-0055 2022-01-07 The RBB Fund Inc
PC-2022-0054 2022-01-07 AXS Astoria Inflation Sensitive ETF
PC-2022-0053 2022-01-07 InfraCap Equity Income Fund ETF
PC-2022-0052 2022-01-07 Strategy Shares Nasdaq 5HANDL Index ETF
PC-2022-0051 2022-01-07 VegTech Plant-based Innovation & Climate ETF
PC-2022-0050 2022-01-07 Cultivar ETF
PC-2022-0049 2022-01-07 B.A.D. ETF
PC-2022-0048 2022-01-07 V-Shares US Leadership Diversity ETF
PC-2022-0047 2022-01-07 IQ MacKay California Municipal Intermediate ETF
PC-2022-0046 2022-01-07 Kingsbarn Tactical Bond ETF
PC-2022-0045 2022-01-07 FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - December
PC-2022-0044 2022-01-07 ETF Series Solutions
PC-2022-0043 2022-01-07 Grizzle Growth ETF
PC-2022-0042 2022-01-07 FPA Global Equity ETF
PC-2022-0041 2022-01-07 Federated Hermes ETF Trust
PC-2022-0040 2022-01-07 UBC Algorithmic Fundamentals ETF
PC-2022-0039 2022-01-07 The Advisors' Inner Circle Fund III
PC-2022-0038 2022-01-07 Direxion Shares ETF Trust
PC-2022-0037 2022-01-07 Alpha Architect ETF Trust
PC-2022-0036 2022-01-07 WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
PC-2022-0035 2022-01-07 BlackRock Future U.S. Themes ETF
PC-2022-0034 2022-01-07 Valkyrie Balance Sheet Opportunities ETF
PC-2022-0033 2022-01-07 JPMorgan Climate Change Solutions ETF
PC-2022-0032 2022-01-07 John Hancock Preferred Income ETF
PC-2022-0031 2022-01-07 Goldman Sachs ActiveBeta Paris-Aligned Climate U.S. Large Cap Equity ETF
PC-2022-0030 2022-01-07 Donoghue Forlines Yield Enhanced Real Asset ETF
PC-2022-0029 2022-01-07 Sterling Capital Diverse Multi-Manager Active ETF
PC-2022-0028 2022-01-07 BNY Mellon ETF Trust
PC-2022-0027 2022-01-07 RBB Fund Inc
PC-2022-0026 2022-01-07 WisdomTree Artificial Intelligence and Innovation Fund
PC-2022-0025 2022-01-07 Global X MSCI Vietnam ETF
PC-2022-0024 2022-01-07 ETFB Green SRI REITs ETF
PC-2022-0023 2022-01-07 Amplify BlackSwan Tech & Treasury ETF
PC-2022-0022 2022-01-07 Direxion mRNA ETF
PC-2022-0021 2022-01-07 PGIM Total Return Bond ETF
PC-2022-0020 2022-01-07 Roundhill MEME ETF
PC-2022-0019 2022-01-07 ARK Transparency ETF
PC-2022-0018 2022-01-07 BNY Mellon Concentrated International ETF
PC-2022-0017 2022-01-07 WealthTrust DBS Long Term Growth ETF
PC-2022-0016 2022-01-07 VanEck Future of Food ETF
PC-2022-0015 2022-01-07 Defiance Digital Revolution ETF
PC-2022-0014 2022-01-07 Harbor Disruptive Innovation ETF
PC-2022-0013 2022-01-07 Listed Funds Trust
PC-2022-0012 2022-01-07 Genuine Investors ETF
PC-2022-0011 2022-01-07 Direxion Nanotechnology ETF
PC-2022-0010 2022-01-07 UVA Dividend Value ETF
PC-2022-0009 2022-01-07 First Trust Limited Duration Investment Grade Corporate ETF
PC-2022-0008 2022-01-07 American CenturY Select High Yield ETF
PC-2022-0007 2022-01-07 Invesco ESG S&P 500 Equal Weight ETF
PC-2022-0006 2022-01-07 McElhenny Sheffield Managed Risk ETF
PC-2022-0005 2022-01-07 Goose Hollow Tactical Allocation ETF
PC-2022-0004 2022-01-07 OneAscent Large Cap Core ETF
PC-2022-0003 2022-01-07 Schwab Ariel ESG ETF
PC-2022-0002 2022-01-07 iBET Sports Betting & Gaming ETF
PC-2022-0001 2022-01-07 Global X Blockchain & Bitcoin Strategy ETF
PC-2021-0331 2021-12-02 VanEck Bitcoin Strategy ETF
PC-2021-0330 2021-11-22 Dimensional ETF Trust
PC-2021-0329 2021-11-22 AdvisorShares Poseidon Dynamic Cannabis ETF
PC-2021-0328 2021-11-19 Starboard Investment Trust
PC-2021-0327 2021-11-19 USCF Gold Strategy Plus Income Fund
PC-2021-0326 2021-11-19 BMO ETNs
PC-2021-0325 2021-11-19 Goldman Sachs ETF Trust
PC-2021-0324 2021-11-19 VanEck Green Metals ETF
PC-2021-0323 2021-11-19 Hartford Large Cap Growth ETF
PC-2021-0322 2021-11-19 iShares ESG Advanced Investment Grade Corporate Bond ETF
PC-2021-0321 2021-11-19 Tuttle Capital Short Innovation ETF
PC-2021-0320 2021-11-19 Starboard Investment Trust
PC-2021-0319 2021-11-19 iShares ESG MSCI USA Min Vol Factor ETF
PC-2021-0318 2021-11-19 Impact Shares MSCI Global Climate Select ETF
PC-2021-0317 2021-11-19 Collaborative Investment Series Trust
PC-2021-0316 2021-11-19 JPMorgan Income ETF
PC-2021-0315 2021-11-19 Simplify Hedged Equity ETF
PC-2021-0314 2021-11-19 Advocate Rising Rate Hedge ETF
PC-2021-0313 2021-11-19 Exchange Traded Concepts Trust
PC-2021-0312 2021-11-19 Roundhill IO Digital Infrastructure ETF
PC-2021-0311 2021-11-19 ProShares Trust
PC-2021-0310 2021-11-19 Invesco Exchange-Traded Fund Trust II
PC-2021-0309 2021-11-19 First Trust Exchange-Traded Fund VIII
PC-2021-0308 2021-11-19 IndexIQ ETF Trust
PC-2021-0307 2021-11-19 ETFMG Real Estate Tech ETF
PC-2021-0306 2021-11-19 Alpha Dog ETF
PC-2021-0305 2021-11-19 iShares USD Bond Factor ETF
PC-2021-0304 2021-11-19 First Trust Multi-Manager Small Cap Opportunities ETF
PC-2021-0303 2021-11-19 Simplify Health Care ETF
PC-2021-0302 2021-11-19 VanEck Morningstar ESG Moat ETF
PC-2021-0301 2021-11-19 KraneShares China Innovation ETF
PC-2021-0300 2021-11-19 WisdomTree Target Range Fund
PC-2021-0299 2021-11-19 Fidelity Covington Trust
PC-2021-0298 2021-11-19 Invesco Exchange-Traded Fund Trust II
PC-2021-0297 2021-11-19 ETFMG 2X Daily Inverse Alternative Harvest ETF
PC-2021-0296 2021-11-19 Victory Portfolios II
PC-2021-0295 2021-11-19 KraneShares Trust
PC-2021-0294 2021-11-19 JPMorgan Active Value ETF
PC-2021-0293 2021-11-19 Innovator ETFs Trust
PC-2021-0292 2021-11-19 AllianzIM U.S. Large Cap 6 Month Buffer10 Apr-Oct ETF
PC-2021-0291 2021-11-19 Pacer Funds Trust
PC-2021-0290 2021-10-28 Volt Crypto Industry Revolution and Tech ETF
PC-2021-0289 2021-10-20 Valkyrie Bitcoin Strategy ETF
PC-2021-0288 2021-10-19 ProShares Bitcoin Strategy ETF
PC-2021-0287 2021-10-15 Direxion Daily Select Large Caps & FANGs Bull 2X Shares
PC-2021-0286 2021-10-15 ProShares Trust
PC-2021-0285 2021-10-15 American Century ETF Trust
PC-2021-0284 2021-10-15 T. Rowe Price Exchange-Traded Funds, Inc
PC-2021-0283 2021-10-15 Day Hagan-Ned Davis Research Smart Sector Fixed
PC-2021-0282 2021-10-15 Simplify Risk Parity Treasury ETF
PC-2021-0281 2021-10-15 SPDR Loomis Sayles Opportunistic Bond ETF
PC-2021-0280 2021-10-15 Nuveen Growth Opportunities ETF
PC-2021-0279 2021-10-15 Nuveen ESG Dividend ETF
PC-2021-0278 2021-10-15 FMQQ The Next Frontier Internet & Ecommerce ETF
PC-2021-0277 2021-10-15 Cannabis Growth ETF
PC-2021-0276 2021-10-15 Direxion Daily US Infrastructure Bull 2X Shares
PC-2021-0275 2021-10-15 abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF
PC-2021-0274 2021-10-15 Avantis U.S. Large Cap Value ETF
PC-2021-0273 2021-10-15 Hartford Sustainable Income ETF
PC-2021-0272 2021-10-15 Amplify Digital & Online Trading ETF
PC-2021-0271 2021-10-15 Columbia Short Duration Bond ETF
PC-2021-0270 2021-10-15 CrossingBridge Pre-Merger SPAC ETF
PC-2021-0269 2021-10-15 FlexShares Trust
PC-2021-0268 2021-10-15 AltShares Event-Driven ETF
PC-2021-0267 2021-10-15 First Trust SkyBridge Crypto Industry and Digital Economy ETF
PC-2021-0266 2021-10-15 ETFMG Breakwave Sea Decarbonization Tech ETF
PC-2021-0265 2021-10-15 Quadratic Deflation ETF
PC-2021-0264 2021-10-15 APEX HealthCare ETF
PC-2021-0263 2021-10-15 Harbor ETF Trust
PC-2021-0262 2021-10-15 AdvisorShares Psychedelics ETF
PC-2021-0261 2021-10-15 Goldman Sachs Future Tech Leaders Equity ETF
PC-2021-0260 2021-10-15 Hartford Schroders Commodity Strategy ETF
PC-2021-0259 2021-10-15 UBS AG ETRACS ETNs
PC-2021-0258 2021-10-15 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2021-0257 2021-10-15 US Value ETF
PC-2021-0256 2021-10-15 Simplify Tail Risk Strategy ETF
PC-2021-0255 2021-10-15 VanEck HIP Sustainable Muni ETF
PC-2021-0254 2021-10-15 Global X Funds
PC-2021-0253 2021-10-15 PIMCO Municipal Income Opportunities Active Exchange-Traded Fund
PC-2021-0252 2021-10-15 ALPS Global Travel Beneficiaries ETF
PC-2021-0251 2021-10-15 Janus Detroit Street Trust
PC-2021-0250 2021-10-15 Northern Lights Fund Trust II
PC-2021-0249 2021-10-11 Discipline Fund ETF
PC-2021-0248 2021-10-11 FolioBeyond Rising Rates ETF
PC-2021-0247 2021-10-11 Innovator ETFs Trust
PC-2021-0246 2021-10-11 Hoya Capital High Dividend Yield ETF
PC-2021-0245 2021-10-11 First Trust Exchange-Traded Fund VIII
PC-2021-0244 2021-09-24 Dimensional ETF Trust
PC-2021-0243 2021-09-08 AAM Bahl and Gaynor Small-Mid Cap Income Growth ETF
PC-2021-0242 2021-09-08 Global X Funds
PC-2021-0241 2021-09-08 Global X Funds
PC-2021-0240 2021-09-08 VectorShares Min Vol ETF
PC-2021-0239 2021-09-08 Zacks Earnings Consistent Portfolio ETF
PC-2021-0238 2021-09-08 Revere Sector Opportunity ETF
PC-2021-0237 2021-09-08 The Future Fund Active ETF
PC-2021-0236 2021-09-08 John Hancock Mortgage-Backed Securities ETF
PC-2021-0235 2021-09-08 Hartford Schroders ESG US Equity ETF
PC-2021-0234 2021-09-08 BNY Mellon Ultra Short Income ETF
PC-2021-0233 2021-09-08 NuShares ETF Trust
PC-2021-0232 2021-09-08 BlackRock Future Climate and Sustainable Economy ETF
PC-2021-0231 2021-08-23 Virtus Duff & Phelps Clean Energy ETF
PC-2021-0230 2021-08-23 Spear Alpha ETF
PC-2021-0229 2021-08-23 SonicShares Global Shipping ETF
PC-2021-0228 2021-08-23 BMO ETNs
PC-2021-0227 2021-08-05 Timothy Plan
PC-2021-0226 2021-08-05 RBB Fund Inc
PC-2021-0225 2021-08-05 International Drawdown Managed Equity ETF
PC-2021-0224 2021-08-05 Direxion Low Priced Stock ETF
PC-2021-0223 2021-08-05 Formidable Fortress ETF
PC-2021-0222 2021-08-05 Tidal ETF Trust
PC-2021-0221 2021-08-05 ALPS Hillman Active Value ETF
PC-2021-0220 2021-08-05 Goldman Sachs Future Planet Equity ETF
PC-2021-0219 2021-08-05 FIS Knights of Columbus Global Belief ETF
PC-2021-0218 2021-08-05 Defiance Next Gen Big Data ETF
PC-2021-0217 2021-08-05 Pacer Funds Trust
PC-2021-0216 2021-08-05 Exchange Listed Funds Trust
PC-2021-0215 2021-08-05 iShares iBonds 2027 Term High Yield and Income ETF
PC-2021-0214 2021-08-05 J.P. Morgan Exchange-Traded Fund Trust
PC-2021-0213 2021-08-05 ETFMG 2X Daily Alternative Harvest ETF
PC-2021-0212 2021-07-29 Direxion Daily Global Clean Energy Bull 2X Shares
PC-2021-0211 2021-07-29 Impact Shares Affordable Housing MBS ETF
PC-2021-0210 2021-07-29 Gavekal Asia Pacific Government Bond ETF
PC-2021-0209 2021-07-29 Amplify Thematic All-Stars ETF
PC-2021-0208 2021-07-29 Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF
PC-2021-0207 2021-07-29 ATAC Credit Rotation ETF
PC-2021-0206 2021-07-29 iShares iBonds Dec 2031 Term Treasury ETF
PC-2021-0205 2021-07-29 ZEGA Buy and Hedge ETF
PC-2021-0204 2021-07-21 Jacob Forward ETF
PC-2021-0203 2021-07-21 FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - June
PC-2021-0202 2021-07-21 Global X Funds
PC-2021-0201 2021-07-09 AdvisorShares Gerber Kawasaki ETF
PC-2021-0200 2021-07-09 Innovator ETFs Trust
PC-2021-0199 2021-07-09 Pacer Funds Trust
PC-2021-0198 2021-07-09 Alexis Practical Tactical ETF
PC-2021-0197 2021-07-09 American Century ETF Trust
PC-2021-0196 2021-07-09 Invesco Exchange-Traded Fund Trust II
PC-2021-0195 2021-07-09 Sparkline Intangible Value ETF
PC-2021-0194 2021-07-09 iShares Gold Trust Micro
PC-2021-0193 2021-07-09 IQ MacKay ESG Core Plus Bond ETF
PC-2021-0192 2021-07-09 LeaderShares Dynamic Yield ETF
PC-2021-0191 2021-07-09 WisdomTree U.S. Growth & Momentum Fund
PC-2021-0190 2021-07-09 iShares iBonds Dec 2031 Term Corporate ETF
PC-2021-0189 2021-07-09 Amplify Cleaner Living ETF
PC-2021-0188 2021-07-09 Engine No. 1 Transform 500 ETF
PC-2021-0187 2021-07-09 Robinson Alternative Yield Pre-merger SPAC ETF
PC-2021-0186 2021-07-09 First Trust Exchange-Traded Fund VI
PC-2021-0185 2021-07-09 Janus Henderson U.S. Real Estate ETF
PC-2021-0184 2021-07-09 First Trust Exchange-Traded Fund VIII
PC-2021-0183 2021-07-09 Fidelity Preferred Securities & Income ETF
PC-2021-0182 2021-07-09 Fidelity Covington Trust
PC-2021-0181 2021-07-09 Asian Growth Cubs ETF
PC-2021-0180 2021-07-09 ETF Managers Trust
PC-2021-0179 2021-07-09 Syntax Stratified U.S. Total Market Hedged ETF
PC-2021-0178 2021-07-09 Pacer iPath Gold Trendpilot Exchange-Traded Notes
PC-2021-0177 2021-07-09 First Trust Expanded Technology ETF
PC-2021-0176 2021-07-09 Invesco PHLX Semiconductor ETF
PC-2021-0175 2021-07-09 Invesco Nasdaq Biotechnology ETF
PC-2021-0174 2021-07-09 Direxion Shares ETF Trust
PC-2021-0173 2021-07-09 iShares Cloud 5G and Tech ETF
PC-2021-0172 2021-07-09 Emles Alpha Opportunities ETF
PC-2021-0171 2021-07-09 T. Rowe Price U.S. Equity Research ETF
PC-2021-0170 2021-07-09 KraneShares Hang Seng TECH Index ETF
PC-2021-0169 2021-07-09 Roundhill MVP ETF
PC-2021-0168 2021-07-09 Hartford Longevity Economy ETF
PC-2021-0167 2021-07-09 Krane Shares Bloomberg Barclays China Bond Inclusion Index ETF
PC-2021-0166 2021-07-09 Defiance Hotel, Airline, and Cruise ETF
PC-2021-0165 2021-07-09 WisdomTree BioRevolution Fund
PC-2021-0164 2021-07-09 TrueShares Structured Outcome (June) ETF
PC-2021-0163 2021-07-02 Roundhill Ball Metaverse ETF
PC-2021-0162 2021-06-24 Dimensional ETF Funds
PC-2021-0161 2021-06-18 Defiance Next Gen Altered Experience ETF
PC-2021-0160 2021-06-18 Putnam ETF Trust
PC-2021-0159 2021-06-18 First Trust Exchange-Traded Fund VIII
PC-2021-0158 2021-06-18 FOMO ETF
PC-2021-0157 2021-06-18 Fat Tail Risk ETF
PC-2021-0156 2021-06-18 Simplify US Equity PLUS GBTC ETF
PC-2021-0155 2021-06-18 ProShares Nasdaq-100 Dorsey Wright Momentum ETF
PC-2021-0154 2021-06-18 Principal Exchange-Traded Funds
PC-2021-0153 2021-06-18 WisdomTree Trust
PC-2021-0152 2021-06-18 iShares BBB Rated Corporate Bond ETF
PC-2021-0151 2021-06-18 Collaborative Investment Series Trust
PC-2021-0150 2021-06-18 LGBTQ + ESG100 ETF
PC-2021-0149 2021-06-18 ETFMG U.S. Alternative Harvest ETF
PC-2021-0148 2021-06-18 Strategy Shares Gold-Hedged Bond ETF
PC-2021-0147 2021-06-18 SonicShares Airlines, Hotels, Cruise Lines ETF
PC-2021-0146 2021-06-18 Simplify Volatility Premium ETF
PC-2021-0145 2021-06-18 First Trust New York Municipal High Income ETF
PC-2021-0144 2021-06-18 Bitwise Crypto Industry Innovators ETF
PC-2021-0143 2021-06-18 SoFi Weekly Dividend ETF
PC-2021-0142 2021-06-18 6 Meridian Quality Growth ETF
PC-2021-0141 2021-06-18 Simplify Interest Rate Hedge ETF
PC-2021-0140 2021-06-18 Adaptive Growth Opportunities ETF
PC-2021-0139 2021-06-18 WisdomTree Alternative Income Fund
PC-2021-0138 2021-06-18 Freedom Day Dividend ETF
PC-2021-0137 2021-06-18 Alger 35 ETF
PC-2021-0136 2021-06-18 TrueShares Structured Outcome (May) ETF
PC-2021-0135 2021-05-10 ETF Opportunities Trust
PC-2021-0134 2021-05-10 Schwab International Dividend Equity ETF
PC-2021-0133 2021-05-10 Acruence Active Hedge U.S. Equity ETF
PC-2021-0132 2021-05-10 Invesco MSCI Green Building ETF
PC-2021-0131 2021-05-10 AdvisorShares Trust
PC-2021-0130 2021-05-10 First Trust Exchange-Traded Fund VIII
PC-2021-0129 2021-05-10 Uncommon Portfolio Design Core Equity ETF
PC-2021-0128 2021-05-10 PGIM Active Aggregate Bond ETF
PC-2021-0127 2021-05-10 VanEck Vectors Digital Transformation ETF
PC-2021-0126 2021-05-10 Global X Clean Water ETF
PC-2021-0125 2021-05-10 BlackRock ETF Trust
PC-2021-0124 2021-05-10 Vanguard Ultra-Short Bond ETF
PC-2021-0123 2021-05-10 SPDR Bloomberg Barclays Emerging Markets USD Bond ETF
PC-2021-0122 2021-05-10 Innovator ETFs Trust
PC-2021-0121 2021-05-10 Trajan Wealth Income Opportunities ETF
PC-2021-0120 2021-05-10 Pacer Funds Trust
PC-2021-0119 2021-05-10 Innovator ETFs Trust
PC-2021-0118 2021-05-10 Democracy International Fund
PC-2021-0117 2021-05-10 TrueShares Structured Outcome (April) ETF
PC-2021-0116 2021-05-10 John Hancock Corporate Bond ETF
PC-2021-0115 2021-03-31 ARK Space Exploration & Innovation ETF
PC-2021-0114 2021-03-31 Guinness Atkinson Funds
PC-2021-0113 2021-03-31 iShares International Developed Small Cap Value Factor ETF
PC-2021-0112 2021-03-31 Direxion Hydrogen ETF
PC-2021-0111 2021-03-31 USCF Midstream Energy Income Fund ETF
PC-2021-0110 2021-03-31 Northern Lights Fund Trust IV
PC-2021-0109 2021-03-31 First Trust Exchange-Traded Fund VIII
PC-2021-0108 2021-03-31 Syntax Stratified U.S. Total Market ETF
PC-2021-0107 2021-03-31 BlackRock Intermediate Muni Income Bond ETF
PC-2021-0106 2021-03-31 BlackRock High Yield Muni Income Bond ETF
PC-2021-0105 2021-03-31 Stance Equity ESG Large Cap Core ETF
PC-2021-0104 2021-03-31 Mairs & Power Minnesota Municipal Bond ETF
PC-2021-0103 2021-03-31 JPMorgan Emerging Markets Equity Core ETF
PC-2021-0102 2021-03-31 Defiance Next Gen H2 ETF
PC-2021-0101 2021-03-31 ASYMshares ASYMmetric 500 ETF
PC-2021-0100 2021-03-31 Fidelity Merrimack Street Trust
PC-2021-0099 2021-03-31 JPMorgan Short Duration Core Plus ETF
PC-2021-0098 2021-03-31 Alger Mid Cap 40 ETF
PC-2021-0097 2021-03-31 Corbett Road Tactical Opportunity ETF
PC-2021-0096 2021-03-31 DBX ETF Trust
PC-2021-0095 2021-03-31 Global X China Disruption ETF
PC-2021-0094 2021-03-31 Humankind US Stock ETF
PC-2021-0093 2021-03-31 Wilshire wShares Enhanced Gold Trust
PC-2021-0092 2021-03-31 American Century ETF Trust
PC-2021-0091 2021-03-31 First Trust TCW Emerging Markets Debt ETF
PC-2021-0090 2021-03-31 Gabelli Growth Innovators ETF
PC-2021-0089 2021-03-31 Virtus Newfleet ABS-MBS ETF
PC-2021-0088 2021-03-31 AdvisorShares Alpha DNA Equity Sentiment ETF
PC-2021-0087 2021-03-31 UBS Notes
PC-2021-0086 2021-03-31 Gabelli Love Our Planet & People ETF
PC-2021-0085 2021-03-31 TrueShares Structured Outcome (February) ETF
PC-2021-0084 2021-03-31 TrueShares Low Volatility Equity Income ETF
PC-2021-0083 2021-03-09 VanEck Vectors Social Sentiment ETF
PC-2021-0082 2021-03-09 FT Cboe Vest Gold Strategy Target Income ETF
PC-2021-0081 2021-03-09 TrueShares Structured Outcome (March) ETF
PC-2021-0080 2021-03-09 ALPS Active REIT ETF
PC-2021-0079 2021-03-09 Invesco International Developed Dynamic Multifactor ETF
PC-2021-0078 2021-03-09 Roundhill Streaming Services & Technology ETF
PC-2021-0077 2021-03-09 SPDR Nuveen Municipal Bond ETF
PC-2021-0076 2021-03-09 Fidelity Covington Trust
PC-2021-0075 2021-03-09 Main Thematic Innovation ETF
PC-2021-0074 2021-03-09 WisdomTree Cybersecurity Fund
PC-2021-0073 2021-03-09 KraneShares SSE STAR Market 50 Index ETF
PC-2021-0072 2021-03-09 Morgan Creek - Exos SPAC Originated ETF
PC-2021-0071 2021-03-09 Amplify BlackSwan ISWN ETF
PC-2021-0070 2021-03-09 ProShares Trust
PC-2021-0069 2021-03-09 First Trust Exchange-Traded Fund VIII
PC-2021-0068 2021-03-09 First Trust Exchange-Traded Fund VIII
PC-2021-0067 2021-03-09 Listed Funds Trust
PC-2021-0066 2021-03-09 Franklin Exponential Data ETF
PC-2021-0065 2021-03-09 American Century Low Volatility ETF
PC-2021-0064 2021-03-09 IQ Healthy Hearts ETF
PC-2021-0063 2021-03-09 Global X Adaptive U.S. Risk Management ETF
PC-2021-0062 2021-03-09 Merlyn.AI Best-of-Breed Core Momentum ETFes ETF
PC-2021-0061 2021-03-09 Horizon Kinetics Inflation Beneficiaries ETF
PC-2021-0060 2021-03-09 Direxion Shares ETF Trust
PC-2021-0059 2021-03-09 Euclid Capital Growth ETF
PC-2021-0058 2021-03-09 TrueShares Structured Outcome (January) ETF
PC-2021-0057 2021-03-09 Innovator ETFs Trust
PC-2021-0056 2021-03-09 AIM ETF Products Trust
PC-2021-0055 2021-01-06 Tidal ETF Trust
PC-2021-0054 2021-01-06 Rayliant Quantamental China Equity ETF
PC-2021-0053 2021-01-06 SmartETFs Advertising & Marketing Technology ETF
PC-2021-0052 2021-01-06 SP Funds S&P Global REIT Sharia ETF
PC-2021-0051 2021-01-06 Pacer Swan SOS Fund of Funds ETF
PC-2021-0050 2021-01-06 UPHOLDINGS Compound Kings ETF
PC-2021-0049 2021-01-06 Merlyn.AI SectorSurfer Momentum ETF
PC-2021-0048 2021-01-06 Cabot Growth ETF
PC-2021-0047 2021-01-06 New Age Alpha Trust
PC-2021-0046 2021-01-06 Simplify Exchange Traded Funds
PC-2021-0045 2021-01-06 AdvisorShares Trust
PC-2021-0044 2021-01-06 Gotham Enhanced 500 ETF
PC-2021-0043 2021-01-06 Pacer Funds Trust
PC-2021-0042 2021-01-06 Swan Hedged Equity US Large Cap ETF
PC-2021-0041 2021-01-06 Invesco Actively Managed Exchange-Traded Fund Trust
PC-2021-0040 2021-01-06 First Trust Exchange-Traded Fund VIII
PC-2021-0039 2021-01-06 Direxion World Without Waste ETF
PC-2021-0038 2021-01-06 The SPAC and New Issue ETF
PC-2021-0037 2021-01-06 First Trust International Developed Capital Strength ETF
PC-2021-0036 2021-01-06 Distillate International Fundamental Stability & Value ETF
PC-2021-0035 2021-01-06 Simplify Exchange Traded Funds
PC-2021-0034 2021-01-06 KraneShares CICC China Consumer Leaders Index ETF
PC-2021-0033 2021-01-06 Adasina Social Justice All Cap Global ETF
PC-2021-0032 2021-01-06 JPMorgan Carbon Transition U.S. Equity ETF
PC-2021-0031 2021-01-06 Blue Horizon BNE ETF
PC-2021-0030 2021-01-06 Avantis Core Municipal Fixed Income ETF
PC-2021-0029 2021-01-06 Northern Lights Fund Trust IV
PC-2021-0028 2021-01-06 TrimTabs ETF Trust
PC-2021-0027 2021-01-06 QRAFT AI-Enhanced U.S. Next Value ETF
PC-2021-0026 2021-01-06 Ballast Small-Mid Cap ETF
PC-2021-0025 2021-01-06 BMO Notes
PC-2021-0024 2021-01-06 VanEck Vectors ETF Trust
PC-2021-0023 2021-01-06 KFA Mount Lucas Index Strategy ETF
PC-2021-0022 2021-01-06 Invesco High Yield Bond Factor ETF
PC-2021-0021 2021-01-06 Dimensional Emerging Core Equity Market ETF
PC-2021-0020 2021-01-06 Amplify Pure Junior Gold Miners ETF
PC-2021-0019 2021-01-06 TrueShares Structured Outcome (December) ETF
PC-2021-0018 2021-01-04 Emles Trust
PC-2021-0017 2021-01-04 Krane Shares Trust
PC-2021-0016 2021-01-04 2nd Vote Funds
PC-2021-0015 2021-01-04 Virtus Terranova U.S. Quality Momentum ETF
PC-2021-0014 2021-01-04 Dimensional ETF Trust
PC-2021-0013 2021-01-04 Leatherback Long-Short Alternative Yield ETF
PC-2021-0012 2021-01-04 JPMorgan BetaBuilders U.S. Small Cap Equity ETF
PC-2021-0011 2021-01-04 Listed Funds Trust
PC-2021-0010 2021-01-04 SmartETFs Sustainable Energy II ETF
PC-2021-0009 2021-01-04 Direxion Moonshot Innovators ETF
PC-2021-0008 2021-01-04 iShares iBonds 2026 Term High Yield and Income ETF
PC-2021-0007 2021-01-04 Global X Emerging Markets Internet & E-commerce ETF
PC-2021-0006 2021-01-04 SPDR Bloomberg SASB Corporate Bond ESG Select ETF
PC-2021-0005 2021-01-04 VictoryShares Protect America ETF
PC-2021-0004 2021-01-04 Goldman Sachs Innovate Equity ETF
PC-2021-0003 2021-01-04 VictoryShares Top Veteran Employers ETF
PC-2021-0002 2021-01-04 DEMZ Political Contributions ETF
PC-2021-0001 2021-01-04 TrueShares Structured Outcome (November) ETF
PC-2020-0157 2020-11-30 iShares US Small Cap Value Factor ETF
PC-2020-0156 2020-11-30 Global X Funds
PC-2020-0155 2020-11-30 American Conservative Values ETF
PC-2020-0154 2020-11-30 Two Roads Shares Trust
PC-2020-0153 2020-11-30 Trend Aggregation Conservative ETF
PC-2020-0152 2020-11-30 Collaborative Investment Series Trust
PC-2020-0151 2020-11-30 ETRACS Alerian Midstream Energy Index ETN due June 21, 2050
PC-2020-0150 2020-11-30 Janus Henderson AAA CLO ETF
PC-2020-0149 2020-11-30 First Trust Exchange-Traded Fund VIII
PC-2020-0148 2020-11-30 ProShares MSCI Transformational Changes ETF
PC-2020-0147 2020-11-30 American Century ETF Trust
PC-2020-0146 2020-11-30 Emles Trust
PC-2020-0145 2020-11-30 Invesco Exchange-Traded Fund Trust II
PC-2020-0144 2020-11-30 iShares BB Rated Corporate Bond ETF
PC-2020-0143 2020-11-30 iShares ESG Advanced MSCI EM ETF
PC-2020-0142 2020-11-30 SoFi Weekly Income ETF
PC-2020-0141 2020-11-30 ClearShares Piton Intermediate Fixed Income ETF
PC-2020-0140 2020-11-30 Defiance Next Gen SPAC Derived ETF
PC-2020-0139 2020-11-30 TrueShares Structured Outcome (October) ETF
PC-2020-0138 2020-11-30 iShares Virtual Work and Life Multisector ETF
PC-2020-0137 2020-11-30 Innovator ETFs Trust
PC-2020-0136 2020-11-30 Blackrock ETF Trust
PC-2020-0135 2020-11-30 AIM ETF Products Trust
PC-2020-0134 2020-10-15 LHA Market State Tactical Beta ETF
PC-2020-0133 2020-10-15 CornerCap Fundametrics iShares Trust ETF
PC-2020-0132 2020-10-15 iShares 25+ Year Treasury STRIPS Bond ETF
PC-2020-0131 2020-10-15 Vanguard ESG U.S. Corporate Bond ETF
PC-2020-0130 2020-10-15 Global X China Biotech Innovation ETF
PC-2020-0129 2020-10-15 Cambria Global Real Estate ETF
PC-2020-0128 2020-10-15 SPDR Bloomberg Barclays 3-12 Month T-Bill ETF
PC-2020-0127 2020-10-15 Global X S&P 500 Covered Call & Growth ETF
PC-2020-0126 2020-10-15 Global X Nasdaq 100 Covered Call & Growth ETF
PC-2020-0125 2020-10-15 First Trust Exchange-Traded Fund VIII
PC-2020-0124 2020-10-15 Exchange Listed Funds Trust
PC-2020-0123 2020-10-15 Fidelity U.S. Multifactor ETF
PC-2020-0122 2020-10-15 Natixis ETF Trust II
PC-2020-0121 2020-10-15 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2020-0120 2020-10-15 VictoryShares Nasdaq Next 50 ETF
PC-2020-0119 2020-10-15 Goldman Sachs Access U.S. Aggregate Bond ETF
PC-2020-0118 2020-10-15 AAF First Priority CLO Bond ETF
PC-2020-0117 2020-10-15 Simplify Exchange Traded Funds
PC-2020-0116 2020-10-15 iShares Commodity Curve Carry Strategy ETF
PC-2020-0115 2020-10-15 AdvisorShares Pure US Cannabis ETF
PC-2020-0114 2020-10-15 TrueShares Structured Outcome (September) ETF
PC-2020-0113 2020-09-10 Sterling Capital Focus Equity ETF
PC-2020-0112 2020-09-10 Direxion Connected Consumer ETF
PC-2020-0111 2020-09-10 CornerCap Fundametrics Large-Cap ETF
PC-2020-0110 2020-09-10 Innovator ETFs Trust
PC-2020-0109 2020-09-10 Anfield Dynamic Fixed Income ETF
PC-2020-0108 2020-09-10 North Shore Dual Share Class ETF
PC-2020-0107 2020-09-10 FT Cboe Vest Fund of Buffer ETFs
PC-2020-0106 2020-09-10 T. Rowe Price Exchange-Traded Funds, Inc.
PC-2020-0105 2020-09-10 Defiance Nasdaq Junior Biotechnology ETF
PC-2020-0104 2020-09-10 TrueShares Structured Outcome (August) ETF
PC-2020-0103 2020-08-18 KFA Global Carbon ETF
PC-2020-0102 2020-08-18 Global X Telemedicine & Digital Health ETF
PC-2020-0101 2020-08-18 KraneShares MSCI China ESG Leaders Index ETF
PC-2020-0100 2020-08-18 SPDR S&P 500 ESG ETF
PC-2020-0099 2020-08-18 Global Beta ETF Trust
PC-2020-0098 2020-08-18 First Trust Multi-Manager Large Growth ETF
PC-2020-0097 2020-08-18 First Trust Exchange-Traded Fund VIII
PC-2020-0096 2020-08-18 Inspire Tactical Balanced ESG ETF
PC-2020-0095 2020-08-18 iShares iBonds Dec 2030 Term Treasury ETF
PC-2020-0094 2020-08-18 Franklin Liberty Ultra Short Bond ETF
PC-2020-0093 2020-08-18 ETRACS Alerian Midstream Energy Dividend Index ETN
PC-2020-0092 2020-08-18 American Century ETF Trust
PC-2020-0091 2020-08-18 Global X Education ETF
PC-2020-0090 2020-08-18 Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF
PC-2020-0089 2020-08-18 Siren Large Cap Blend Index ETF
PC-2020-0088 2020-08-18 Innovator ETFs Trust
PC-2020-0087 2020-08-18 TrueShares Structured Outcome (July) ETF
PC-2020-0086 2020-08-18 AIM ETF Products Trust
PC-2020-0085 2020-07-28 Direxion Work From Home ETF
PC-2020-0084 2020-07-28 Pacer BioThreat Strategy ETF
PC-2020-0083 2020-07-28 Northern Lights Fund Trust
PC-2020-0082 2020-07-28 iShares Trust
PC-2020-0081 2020-07-28 Pacer Funds Trust
PC-2020-0080 2020-07-28 Global X Variable Rate Preferred ETF
PC-2020-0079 2020-07-28 Global X S&P Catholic Values Developed ex-U.S. ETF
PC-2020-0078 2020-07-28 ETRACS Alerian Midstream Energy Index ETN
PC-2020-0077 2020-07-28 First Trust Exchange-Traded Fund VIII
PC-2020-0076 2020-07-28 ETFMG Treatments Testing and Advancements ETF
PC-2020-0075 2020-07-28 iShares Trust
PC-2020-0074 2020-07-28 iShares Trust
PC-2020-0073 2020-07-28 Principal Spectrum Tax-Advantaged Dividend Active ETF
PC-2020-0072 2020-07-28 Franklin Liberty Treasure Bond ETF
PC-2020-0071 2020-07-28 Direxion Shares ETF Trust
PC-2020-0070 2020-07-28 AIM ETF Products Trust
PC-2020-0069 2020-07-28 Fidelity Covington Trust
PC-2020-0068 2020-07-28 Roundhill Sports Betting & iGaming ETF
PC-2020-0067 2020-07-28 Global X Emerging Markets Bond ETF
PC-2020-0066 2020-07-28 UBS Notes
PC-2020-0065 2020-06-30 Syntax Stratified SmallCap ETF
PC-2020-0064 2020-06-30 iShares 0-3 Month Treasury Bond ETF
PC-2020-0063 2020-06-30 ActiveShares® ETF Trust
PC-2020-0062 2020-06-30 J.P. Morgan Exchange-Traded Fund Trust
PC-2020-0061 2020-06-30 First Trust Exchange-Traded Fund VIII
PC-2020-0060 2020-06-30 Goldman Sachs ETF Trust
PC-2020-0059 2020-06-30 LHA Market State Alpha Seeker ETF
PC-2020-0058 2020-06-30 LeaderShares Equity Skew ETF
PC-2020-0057 2020-06-30 ROBO Global® Robotics and Automation Index ETF
PC-2020-0056 2020-06-30 Exchange Traded Concepts Trust
PC-2020-0055 2020-06-30 Collaborative Investment Series Trust
PC-2020-0054 2020-06-30 Collaborative Investment Series Trust
PC-2020-0053 2020-06-30 AltShares Merger Arbitrage ETF
PC-2020-0052 2020-06-30 Innovator ETFs Trust
PC-2020-0051 2020-06-30 BNY Mellon ETF Trust
PC-2020-0050 2020-06-30 JPMorgan BetaBuilders U.S. Mid Cap Equity ETF
PC-2020-0049 2020-05-18 iShares Trust
PC-2020-0048 2020-05-18 First Trust TCW Securitized Plus ETF
PC-2020-0047 2020-05-18 BNY Mellon ETF Trust
PC-2020-0046 2020-05-18 Xtrackers MSCI Kokusai Equity ETF
PC-2020-0045 2020-05-18 Innovator ETFs Trust
PC-2020-0044 2020-05-18 Esoterica NextG Economy ETF
PC-2020-0043 2020-05-18 First Trust Horizon Managed Volatility Small/Mid ETF
PC-2020-0042 2020-05-18 American Century ETF Trust
PC-2020-0041 2020-04-02 Listed Funds Trust
PC-2020-0040 2020-04-02 Innovator ETFs Trust
PC-2020-0039 2020-03-06 QRAFT AI-Enhanced U.S. High Dividend ETF
PC-2020-0038 2020-03-06 iShares Trust
PC-2020-0037 2020-03-06 Franklin Templeton ETF Trust
PC-2020-0036 2020-03-06 Merlyn.AI Tactical Growth & Income ETF
PC-2020-0035 2020-03-06 First Trust Exchange-Traded Fund VIII
PC-2020-0034 2020-03-06 Hartford Core Bond ETF
PC-2020-0033 2020-03-06 iShares ESG MSCI EM Leaders ETF
PC-2020-0032 2020-03-06 First Trust Merger Arbitrage ETF
PC-2020-0031 2020-03-06 iPath Series B US Treasury 10-year Bear ETN
PC-2020-0030 2020-03-06 Direxion Shares ETF Trust
PC-2020-0029 2020-03-06 ETFMG Travel Tech ETF
PC-2020-0028 2020-03-06 Armor US Equity Index ETF
PC-2020-0027 2020-02-05 Syntax Stratified MidCap ETF
PC-2020-0026 2020-02-05 iShares U.S. Tech Breakthrough Multisector ETF
PC-2020-0025 2020-02-05 iShares Trust
PC-2020-0024 2020-02-05 Innovator ETFs Trust
PC-2020-0023 2020-02-05 Day Hagan/Ned Davis Research Smart Sector ETF
PC-2020-0022 2020-02-05 CP High Yield Trend ETF
PC-2020-0021 2020-02-05 Absolute Core Strategy ETF
PC-2020-0020 2020-01-10 SP Funds S&P 500 Sharia Industry Exclusions ETF
PC-2020-0019 2020-01-10 SP Funds Dow Jones Global Sukuk ETF
PC-2020-0018 2020-01-10 Source Dividend Opportunity ETF
PC-2020-0017 2020-01-10 RPAR Risk Parity ETF
PC-2020-0016 2020-01-10 PIMCO RAFI ESG U.S. ETF
PC-2020-0015 2020-01-10 PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
PC-2020-0014 2020-01-10 Nationwide Risk-Managed Income ETF
PC-2020-0013 2020-01-10 Leuthold Core ETF
PC-2020-0012 2020-01-10 KFA Dynamic Fixed Income ETF
PC-2020-0011 2020-01-10 JPMorgan BetaBuilders International Equity ETF
PC-2020-0010 2020-01-10 Innovator ETFs Trust
PC-2020-0009 2020-01-10 Innovator ETFs Trust
PC-2020-0008 2020-01-10 Infusive Compounding Global Equities ETF
PC-2020-0007 2020-01-10 IndexIQ ETF Trust
PC-2020-0006 2020-01-10 iM DBi Hedge Strategy ETF
PC-2020-0005 2020-01-10 Global Beta Smart Income ETF
PC-2020-0004 2020-01-10 Franklin Liberty Systematic Style Premia ETF
PC-2020-0003 2020-01-10 Bank of Montreal Notes
PC-2020-0002 2020-01-10 Anfield U.S. Equity Sector Rotation ETF
PC-2020-0001 2020-01-10 AdvisorShares Trust
PC-2019-0136 2019-12-05 SmartETFs Smart Transportation & Technology ETF
PC-2019-0135 2019-12-05 WisdomTree Mortgage Plus Bond Fund
PC-2019-0134 2019-12-05 UBS Notes
PC-2019-0133 2019-12-05 Timothy Plan
PC-2019-0132 2019-12-05 Strategy Shares Newfound ReSolve Robust Momentum ETF
PC-2019-0131 2019-12-05 ProShares Trust
PC-2019-0130 2019-12-05 Pacific Global ETF Trust
PC-2019-0129 2019-12-05 Pacer Trendpilot US Bond ETF
PC-2019-0128 2019-12-05 North Shore Global Uranium Mining ETF
PC-2019-0127 2019-12-05 MicroSectors FANG Exchange Traded Notes
PC-2019-0126 2019-12-05 Merlyn.AI Bull-Rider Bear-Fighter ETF
PC-2019-0125 2019-12-05 Innovator ETFs Trust
PC-2019-0124 2019-12-05 Innovator ETFs Trust
PC-2019-0123 2019-12-05 Global X Funds
PC-2019-0122 2019-12-05 First Trust Exchange-Traded Funds VIII
PC-2019-0121 2019-12-05 First Trust Exchange-Traded Fund VIII
PC-2019-0120 2019-12-05 First Trust Exchange-Traded Fund VIII
PC-2019-0119 2019-12-05 Fidelity Stocks for Inflation ETF
PC-2019-0118 2019-12-05 Direxion Shares ETF Trust
PC-2019-0117 2019-12-05 Defiance Next Gen Food & Agriculture ETF
PC-2019-0116 2019-12-05 AAM Low Duration Preferred and Income Securities ETF
PC-2019-0115 2019-10-24 SPDR Portfolio Europe ETF
PC-2019-0114 2019-10-24 Schwab Strategic Trust
PC-2019-0113 2019-10-24 Northern Lights Fund Trust III
PC-2019-0112 2019-10-24 Listed Funds Trust
PC-2019-0111 2019-10-24 iPath Notes
PC-2019-0110 2019-10-24 Inspire International ESG ETF
PC-2019-0109 2019-10-24 Innovator ETFs Trust
PC-2019-0108 2019-10-24 GraniteShares XOUT U.S. Large Cap ETF
PC-2019-0107 2019-10-24 ETFMG Sit Ultra Short ETF
PC-2019-0106 2019-10-02 US Vegan Climate ETF
PC-2019-0105 2019-10-02 Nuveen ESG High Yield Corporate Bond ETF
PC-2019-0104 2019-10-02 iShares iBonds Dec 2029 Term Corporate ETF
PC-2019-0103 2019-10-02 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2019-0102 2019-10-02 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2019-0101 2019-10-02 Global X Cannabis ETF
PC-2019-0100 2019-10-02 Franklin Liberty U.S. Core Bond ETF
PC-2019-0099 2019-10-02 Columbia ETF Trust I
PC-2019-0098 2019-10-02 Avantis Emerging Markets Equity ETF
PC-2019-0097 2019-10-02 American Century ETF Trust
PC-2019-0096 2019-09-12 WisdomTree Cloud Computing Fund
PC-2019-0095 2019-09-12 Innovator ETFs Trust
PC-2019-0094 2019-09-12 First Trust EIP Carbon Impact ETF
PC-2019-0093 2019-08-02 WBI BullBear Trend Switch US Total Return ETF
PC-2019-0092 2019-08-02 Wahed FTSE USA Shariah ETF
PC-2019-0091 2019-08-02 The Cannabis ETF
PC-2019-0090 2019-08-02 Principal Exchange-Traded Funds
PC-2019-0089 2019-08-02 IQ Ultra Short Duration ETF
PC-2019-0088 2019-08-02 Invesco Exchange-Traded Fund Trust
PC-2019-0087 2019-08-02 Innovator ETFs Trust
PC-2019-0086 2019-08-02 FlexShares Trust
PC-2019-0085 2019-08-02 Cambria Cannabis ETF
PC-2019-0084 2019-08-02 Aptus Collared Income Opportunity ETF
PC-2019-0083 2019-08-02 Amplify Seymour Cannabis ETF
PC-2019-0082 2019-07-03 Xtrackers S&P 500 ESG ETF
PC-2019-0081 2019-07-03 Tactical Income ETF
PC-2019-0080 2019-07-03 Roundhill BITKRAFT Esports & Digital Entertainment ETF
PC-2019-0079 2019-07-03 ROBO Global® Healthcare Technology and Innovation ETF
PC-2019-0078 2019-07-03 Nuveen ESG Large-Cap ETF
PC-2019-0077 2019-07-03 Listed Funds Trust
PC-2019-0076 2019-07-03 Krane Shares Trust
PC-2019-0075 2019-07-03 iShares Trust
PC-2019-0074 2019-07-03 iShares Edge MSCI Multifactor USA Mid-Cap ETF
PC-2019-0073 2019-07-03 Innovator ETFs Trust2
PC-2019-0072 2019-07-03 Innovator ETFs Trust
PC-2019-0071 2019-07-03 First Trust Indxx NextG ETF
PC-2019-0070 2019-06-04 WisdomTree Modern Tech Platform Fund
PC-2019-0069 2019-06-04 WBI BullBear Trend Switch 3000 Total Return ETF
PC-2019-0068 2019-06-04 Virtus Seix Senior Loan ETF
PC-2019-0067 2019-06-04 VanEck Vectors Municipal Allocation ETF
PC-2019-0066 2019-06-04 Timothy Plan
PC-2019-0065 2019-06-04 SoFi Gig Economy ETF
PC-2019-0064 2019-06-04 SoFi 50 ETF
PC-2019-0063 2019-06-04 Quadratic Interest Rate Volatility and Inflation Hedge ETF
PC-2019-0062 2019-06-04 Principal Ultra-Short Active Income ETF
PC-2019-0061 2019-06-04 Pacer US Cash Cows Growth ETF
PC-2019-0060 2019-06-04 Pacer Trendpilot International ETF
PC-2019-0059 2019-06-04 Pacer Trendpilot Fund of Funds ETF
PC-2019-0058 2019-06-04 Pacer Emerging Markets Cash Cows 100 ETF
PC-2019-0057 2019-06-04 Pacer Cash Cows Fund of Funds ETF
PC-2019-0056 2019-06-04 iShares Trust
PC-2019-0055 2019-06-04 iShares ESG MSCI USA Leaders ETF
PC-2019-0054 2019-06-04 iM DBi Managed Futures Strategy ETF
PC-2019-0053 2019-06-04 Freedom 100 Emerging Markets ETF
PC-2019-0052 2019-06-04 FQF Trust
PC-2019-0051 2019-06-04 Exchange Listed Funds Trust
PC-2019-0050 2019-06-04 Amplify CrowdBureau Peer-to-Peer Lending & Crowdfunding ETF
PC-2019-0049 2019-06-04 Acquirers Fund
PC-2019-0048 2019-04-30 WisdomTree India Ex-State-Owned Enterprises Fund
PC-2019-0047 2019-04-30 Tidal ETF Trust
PC-2019-0046 2019-04-30 SSGA Active Trust
PC-2019-0045 2019-04-30 Salt Low truBeta US Market ETF
PC-2019-0044 2019-04-30 RYZZ Managed Futures Strategy Plus ETF
PC-2019-0043 2019-04-30 Procure Space ETF
PC-2019-0042 2019-04-30 NETLease Corporate Real Estate ETF
PC-2019-0041 2019-04-30 KraneShares MSCI Emerging Markets ex China Index ETF
PC-2019-0040 2019-04-30 John Hancock Multifactor Media and Communications ETF
PC-2019-0039 2019-04-30 J.P. Morgan Exchange-Traded Fund Trust
PC-2019-0038 2019-04-30 iShares Self-Driving EV and Tech ETF
PC-2019-0037 2019-04-30 iShares iBonds Dec 2028 Term Muni Bond ETF
PC-2019-0036 2019-04-30 iShares iBonds Dec 2027 Term Muni Bond ETF
PC-2019-0035 2019-04-30 iShares iBonds Dec 2026 Term Muni Bond ETF
PC-2019-0034 2019-04-30 iShares Focused Value Factor ETF
PC-2019-0033 2019-04-30 Innovator ETFs Trust
PC-2019-0032 2019-04-30 Hoya Capital Housing ETF
PC-2019-0031 2019-04-30 Goldman Sachs Access Ultra Short Bond ETF
PC-2019-0030 2019-04-30 Global X Russell 2000 Covered Call ETF
PC-2019-0029 2019-04-30 Global X Genomics & Biotechnology ETF
PC-2019-0028 2019-04-30 Global X Cloud Computing ETF
PC-2019-0027 2019-04-30 DeltaShares S&P EM 100 & Managed Risk ETF
PC-2019-0026 2019-04-30 BlackRock U.S. Equity Factor Rotation ETF
PC-2019-0025 2019-04-30 Bank of Montreal Notes
PC-2019-0024 2019-04-30 Bank of Montreal Notes
PC-2019-0023 2019-04-30 AdvisorShares Pure Cannabis ETF
PC-2019-0022 2019-03-12 Xtrackers MSCI USA ESG Leaders Equity ETF
PC-2019-0021 2019-03-12 Western Asset Short Duration Income ETF
PC-2019-0020 2019-03-12 iShares Trust
PC-2019-0019 2019-03-12 Goldman Sachs ETF Trust
PC-2019-0018 2019-03-12 Fidelity Small-Mid Factor ETF
PC-2019-0017 2019-03-12 Fidelity Covington Trust
PC-2019-0016 2019-03-12 ETFis Series Trust I
PC-2019-0015 2019-03-12 Defiance Next Gen Connectivity ETF
PC-2019-0014 2019-02-08 Managed Portfolio Series
PC-2019-0013 2019-02-08 JPMorgan Core Plus Bond ETF
PC-2019-0012 2019-02-08 First Trust Long Duration Opportunities ETF
PC-2019-0011 2019-02-08 Direxion Shares ETF Trust
PC-2019-0010 2019-02-08 Aware Ultra-Short Duration Enhanced Income ETF
PC-2019-0009 2019-02-08 ARK Fintech Innovation ETF
PC-2019-0008 2019-02-08 Amplify International Online Retail ETF
PC-2019-0007 2019-02-08 AdvisorShares Sabretooth ETF
PC-2019-0006 2019-01-25 Syntax Stratified LargeCap ETF
PC-2019-0005 2019-01-25 ProShares Trust
PC-2019-0004 2019-01-25 Innovator ETFs Trust
PC-2019-0003 2019-01-25 First Trust Low Duration Strategic Focus ETF
PC-2019-0002 2019-01-25 ERShares Non-US Small Cap ETF
PC-2019-0001 2019-01-25 Direxion Shares ETF Trust
PC-2018-0196 2018-12-31 WisdomTree Yield Enhanced Global Aggregate Bond Fund
PC-2018-0195 2018-12-31 J.P. Morgan Exchange-Traded Fund Trust
PC-2018-0194 2018-12-31 IQ Short Duration Enhanced Core Bond U.S. ETF
PC-2018-0193 2018-12-31 IQ 500 International ETF
PC-2018-0192 2018-12-31 Global X Funds
PC-2018-0191 2018-12-14 PGIM QMA Strategic Alpha International Equity ETF
PC-2018-0190 2018-12-14 PGIM ETF Trust
PC-2018-0189 2018-12-14 iShares iBonds Dec 2025 Term Muni Bond ETF
PC-2018-0188 2018-12-14 iShares Global Green Bond ETF
PC-2018-0187 2018-12-14 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2018-0186 2018-12-14 Global X E-commerce ETF
PC-2018-0185 2018-12-14 ETF Series Solutions
PC-2018-0184 2018-12-14 Direxion Shares ETF Trust
PC-2018-0183 2018-12-14 DBX ETF Trust
PC-2018-0182 2018-12-14 Cushing ETF Trust
PC-2018-0181 2018-12-14 AAM S&P Developed Markets High Dividend Value ETF
PC-2018-0180 2018-11-20 TigerShares China-U.S. Internet Titans ETF
PC-2018-0179 2018-11-20 ProShares Pet Care ETF
PC-2018-0178 2018-11-20 Invesco S&P 500 Equal Weight Communication Services ETF
PC-2018-0177 2018-11-20 Global X Adaptive U.S. Factor ETF
PC-2018-0176 2018-11-20 Franklin Templeton ETF Trust
PC-2018-0175 2018-11-20 First Trust Dow Jones International Internet ETF
PC-2018-0174 2018-11-20 ETRACS 2xMonthly Pay Leveraged US Small Cap High Dividend ETN Series B due November 10, 2048
PC-2018-0173 2018-11-20 Columbia Multi-Sector Municipal Income ETF
PC-2018-0172 2018-11-20 Amplify BlackSwan Growth & Treasury Core ETF
PC-2018-0171 2018-11-20 AdvisorShares DoubleLine Value Equity ETF
PC-2018-0170 2018-11-09 Xtrackers MSCI Latin America Pacific Alliance ETF
PC-2018-0169 2018-11-09 VanEck Vectors Video Gaming and eSports ETF
PC-2018-0168 2018-11-09 VanEck Vectors ETF Trust
PC-2018-0167 2018-11-09 SPDR Series Trust
PC-2018-0166 2018-11-09 Reality Shares Fundstrat DQM Long ETF
PC-2018-0165 2018-11-09 PGIM QMA Strategic Alpha Large-Cap Core ETF
PC-2018-0164 2018-11-09 Motley Fool Small-Cap Growth ETF
PC-2018-0163 2018-11-09 JPMorgan Ultra-Short Municipal ETF
PC-2018-0162 2018-11-09 JPMorgan Municipal ETF
PC-2018-0161 2018-11-09 iShares ESG U.S. Aggregate Bond ETF
PC-2018-0160 2018-11-09 First Trust IPOX Europe Equity Opportunities ETF
PC-2018-0159 2018-11-09 First Trust Exchange-Traded Fund III
PC-2018-0158 2018-11-09 Distillate U.S. Fundamental Stability & Value ETF
PC-2018-0157 2018-10-12 Western Asset Total Return ETF
PC-2018-0156 2018-10-12 PGIM Active High Yield Bond ETF
PC-2018-0155 2018-10-12 LeaderShares AlphaFactor US Core Equity ETF
PC-2018-0154 2018-10-12 John Hancock Multifactor Emerging Markets ETF
PC-2018-0153 2018-10-12 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2018-0152 2018-10-12 Innovator ETFs Trust
PC-2018-0151 2018-10-12 Goldman Sachs Access Inflation Protected USD Bond ETF
PC-2018-0150 2018-10-12 ETRACS 2xMonthly Pay Leveraged Preferred Stock Index ETN due September 25, 2048
PC-2018-0149 2018-09-28 Xtrackers MSCI EAFE ESG Leaders Equity ETF
PC-2018-0148 2018-09-28 Vesper U.S. Large Cap Short-Term Reversal Strategy ETF
PC-2018-0147 2018-09-28 Vanguard World Fund
PC-2018-0146 2018-09-28 Vanguard Total World Bond ETF
PC-2018-0145 2018-09-28 PowerShares Exchange-Traded Self-Indexed Fund Trust
PC-2018-0144 2018-09-28 KraneShares Emerging Markets Healthcare Index ETF
PC-2018-0143 2018-09-28 Janus Henderson Mortgage-Backed Securities ETF
PC-2018-0142 2018-09-28 Innovator S&P 500 Buffer ETF — July
PC-2018-0141 2018-09-28 Innovator IBD Breakout Opportunities ETF
PC-2018-0140 2018-09-28 Impact Shares YWCA Women’s Empowerment ETF
PC-2018-0139 2018-09-28 Impact Shares Sustainable Development Goals Global Equity ETF
PC-2018-0138 2018-09-28 First Trust Dorsey Wright Momentum & Value ETF
PC-2018-0137 2018-09-28 Defiance Quantum ETF
PC-2018-0136 2018-09-28 Cambria Trinity ETF
PC-2018-0135 2018-09-28 Anfield Universal Fixed Income ETF
PC-2018-0134 2018-09-28 SPDR Solactive Hong Kong ETF
PC-2018-0133 2018-09-28 American Century ETF Trust
PC-2018-0132 2018-09-28 American Century Diversified Municipal Bond ETF
PC-2018-0131 2018-08-29 WisdomTree Trust
PC-2018-0130 2018-08-29 Perth Mint Physical Gold ETF
PC-2018-0129 2018-08-29 Oppenheimer ETF Trust
PC-2018-0128 2018-08-29 Loncar China BioPharma ETF
PC-2018-0127 2018-08-29 J.P. Morgan Exchange-Traded Fund Trust
PC-2018-0126 2018-08-29 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2018-0125 2018-08-29 Innovator ETFs Trust
PC-2018-0124 2018-08-29 ETRACS NYSE Pickens Core Midstream Index ETN due August 20, 2048
PC-2018-0123 2018-08-29 Aptus Defined Risk ETF
PC-2018-0122 2018-08-17 WisdomTree 90/60 U.S. Balanced Fund
PC-2018-0121 2018-08-17 The Communication Services Select Sector SPDR Fund
PC-2018-0120 2018-08-17 Invesco Exchange-Traded Self-Indexed Fund Trust
PC-2018-0119 2018-08-17 Innovator Loup Frontier Tech ETF
PC-2018-0118 2018-08-17 Hartford Short Duration ETF
PC-2018-0117 2018-08-17 Global X Funds
PC-2018-0116 2018-08-17 First Trust Lunt U.S. Factor Rotation ETF
PC-2018-0115 2018-08-17 Defiance Future Tech ETF
PC-2018-0114 2018-08-17 Bank of Montreal Notes
PC-2018-0113 2018-08-17 AdvisorShares Trust
PC-2018-0112 2018-07-27 ProShares Online Retail ETF
PC-2018-0111 2018-07-27 Pacer ETFs
PC-2018-0110 2018-07-27 Opus Small Cap Value Plus ETF
PC-2018-0109 2018-07-27 Impact Shares NAACP Minority Empowerment ETF
PC-2018-0108 2018-07-27 Global X S&P 500® Quality Dividend ETF
PC-2018-0107 2018-07-27 FlexShares High Yield Value-Scored Bond Index Fund
PC-2018-0106 2018-07-27 ClearShares Ultra-Short Maturity ETF
PC-2018-0105 2018-07-09 SPDR Gold MiniShares Trust
PC-2018-0104 2018-07-09 Rogers AI Global Macro ETF
PC-2018-0103 2018-07-09 Reality Shares Nasdaq NexGen Economy China ETF
PC-2018-0102 2018-07-09 KraneShares CCBS China Corporate High Yield Bond USD Index ETF
PC-2018-0101 2018-07-09 iShares Robotics and Artificial Intelligence ETF
PC-2018-0100 2018-07-09 ALPS Clean Energy ETF
PC-2018-0099 2018-06-21 JPMorgan BetaBuilders ETFs
PC-2018-0098 2018-06-21 iShares Gold Strategy ETF
PC-2018-0097 2018-06-21 Goldman Sachs JUST U.S. Large Cap Equity ETF
PC-2018-0096 2018-06-21 Global X Future Analytics Tech ETF
PC-2018-0095 2018-06-21 Fidelity Low Duration Bond Factor ETF
PC-2018-0094 2018-06-21 Fidelity High Yield Factor ETF
PC-2018-0093 2018-06-21 Amplify EASI Tactical Growth ETF
PC-2018-0092 2018-06-11 O'Shares Global Internet Giants ETF
PC-2018-0091 2018-06-11 Franklin Liberty ETFs
PC-2018-0090 2018-06-11 First Trust TCW Unconstrained Plus Bond ETF
PC-2018-0089 2018-06-11 Amplify Advanced Battery Metals and Materials ETF
PC-2018-0088 2018-06-11 AI Powered International Equity ETF
PC-2018-0087 2018-06-01 Virtus InfraCap U.S. Preferred Stock ETF
PC-2018-0086 2018-06-01 USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
PC-2018-0085 2018-06-01 Salt truBeta High Exposure ETF
PC-2018-0084 2018-06-01 REX BKCM ETF
PC-2018-0083 2018-06-01 ProShares S&P 500 Bond ETF
PC-2018-0082 2018-06-01 Pacer Benchmark Retail Real Estate SCTR ETF
PC-2018-0081 2018-06-01 Pacer Benchmark Industrial Real Estate SCTR ETF
PC-2018-0080 2018-06-01 Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF
PC-2018-0079 2018-06-01 iShares Inflation Hedged Corporate Bond ETF
PC-2018-0078 2018-06-01 First Trust Dorsey Wright DALI 1 ETF
PC-2018-0077 2018-06-01 Credit Suisse FI Enhanced Europe 50 Exchange Traded
PC-2018-0076 2018-04-20 Global X Autonomous & Electric Vehicles ETF
PC-2018-0075 2018-04-20 Principal Investment Grade Corporate Active ETF
PC-2018-0074 2018-04-20 Hartford Funds Exchange-Traded Trust
PC-2018-0073 2018-04-20 Direxion Daily Robotics, Artificial Intelligence & Automation Index Bull 3X Shares
PC-2018-0072 2018-04-17 GS Finance Corp. Large Cap Growth Index-Linked ETNs Due 2028
PC-2018-0071 2018-04-16 Xtrackers Russell 1000 US QARP ETF
PC-2018-0070 2018-04-16 VanEck Vectors Real Asset Allocation ETF
PC-2018-0069 2018-04-16 PPTY – U.S. Diversified Real Estate ETF
PC-2018-0068 2018-04-16 PGIM Ultra Short Bond ETF
PC-2018-0067 2018-04-16 Pacer Military Times Best Employers ETF
PC-2018-0066 2018-04-16 Nationwide Maximum Diversification Emerging Markets Core Equity ETF
PC-2018-0065 2018-04-16 LHA Market State U.S. Tactical ETF
PC-2018-0064 2018-04-16 iShares U.S. Infrastructure ETF
PC-2018-0063 2018-04-16 iShares MSCI USA Small-Cap ESG Optimized ETF
PC-2018-0062 2018-04-16 iShares Bloomberg Roll Select Commodity Strategy ETF
PC-2018-0061 2018-04-16 Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF
PC-2018-0060 2018-03-23 iShares iBonds Dec 2024 Term Muni Bond ETF
PC-2018-0059 2018-03-23 iShares U.S. ETF Trust
PC-2018-0058 2018-03-23 Citi FI Enhanced Europe 50 ETNs due November 30, 2027
PC-2018-0057 2018-03-23 Breakwave Dry Bulk Shipping ETF
PC-2018-0056 2018-03-23 Barclays ETN+ FI Enhanced Europe 50 Exchange Traded Notes Series C
PC-2018-0055 2018-03-14 NYSE Pickens Oil Response ETF
PC-2018-0054 2018-03-14 Hartford Municipal Opportunities ETF
PC-2018-0053 2018-03-14 Davis Select International ETF
PC-2018-0052 2018-02-27 Xtrackers Eurozone Equity ETF
PC-2018-0051 2018-02-27 Volshares Large Cap ETF
PC-2018-0050 2018-02-27 Vanguard Wellington Fund
PC-2018-0049 2018-02-27 Principal Active Global Dividend Income ETF
PC-2018-0048 2018-02-27 Portfolio+ ETFs
PC-2018-0047 2018-02-27 Oppenheimer ETF Trust
PC-2018-0046 2018-02-27 Innovation Shares NextGen Vehicles & Technology ETF
PC-2018-0045 2018-02-27 Horizons Cadence Hedged US Dividend Yield ETF
PC-2018-0044 2018-02-27 First Trust Institutional Preferred Securities and Income ETF
PC-2018-0043 2018-02-27 First Trust Nasdaq Artificial Intelligence and Robotics ETF
PC-2018-0042 2018-02-27 Direxion Daily Emerging Markets Bond Bull 3X Shares
PC-2018-0041 2018-02-13 WisdomTree Cboe Russell 2000 PutWrite Strategy Fund
PC-2018-0040 2018-02-13 U.S. Equity Cumulative Dividends and Ex-Dividend Fund Series
PC-2018-0039 2018-02-13 Strategy Shares Nasdaq 7HANDL Index ETF
PC-2018-0038 2018-02-13 Reality Shares Nasdaq NexGen Economy ETF
PC-2018-0037 2018-02-13 Motley Fool 100 Index ETF
PC-2018-0036 2018-02-13 KraneShares MSCI All China Health Care Index ETF
PC-2018-0035 2018-02-13 KraneShares Electric Vehicles and Future Mobility Index ETF
PC-2018-0034 2018-02-13 JPMorgan USD Emerging Markets Sovereign Bond ETF
PC-2018-0033 2018-02-13 JPMorgan Long/Short ETF
PC-2018-0032 2018-02-13 iPathA Series B Bloomberg ETNs
PC-2018-0031 2018-02-13 iPath Series B S&P 500 VIX Notes
PC-2018-0030 2018-02-13 InsightShares Patriotic Employers ETF
PC-2018-0029 2018-02-13 Innovation Shares NextGen Protocol ETF
PC-2018-0028 2018-02-13 GraniteShares Platinum Shares ETF
PC-2018-0027 2018-02-13 Franklin FTSE ETFs
PC-2018-0026 2018-02-13 First Trust Indxx Innovative Transaction & Process ETF
PC-2018-0025 2018-02-13 Fidelity International High Dividend ETF
PC-2018-0024 2018-02-13 BMO REX MicroSectors ETNs
PC-2018-0023 2018-02-13 Amplify Transformational Data Sharing ETF
PC-2018-0022 2018-02-13 Affinity World Leaders Equity ETF
PC-2018-0021 2018-01-30 Arrow DWA Country Rotation ETF
PC-2018-0020 2018-01-30 American Energy Independence ETF
PC-2018-0019 2018-01-30 Pacer WealthShield ETF
PC-2018-0018 2018-01-30 Xtrackers Short Duration High Yield Bond ETF
PC-2018-0017 2018-01-30 InsightShares LGBT Employment Equality ETF
PC-2018-0016 2018-01-30 Citigroup Global Markets Holdings Inc.
PC-2018-0015 2018-01-30 James Biblically Responsible Investment ETF
PC-2018-0014 2018-01-30 AdvisorShares Vice ETF
PC-2018-0013 2018-01-30 American Century STOXX U.S. Quality Value ETF
PC-2018-0011 2018-01-30 DBX ETF Trust
PC-2018-0010 2018-01-30 American Century Diversified Corporate Bond ETF
PC-2018-0009 2018-01-30 IQ Chaikin U.S. Large Cap ETF
PC-2018-0008 2018-01-30 WisdomTree Balanced Income Fund & WisdomTree ICBCCS S&P China 500 Fund
PC-2018-0007 2018-01-30 Arrow Dogs of the World ETF
PC-2018-0006 2018-01-30 Natixis Loomis Sayles Short Duration Income ETF
PC-2018-0005 2018-01-30 Innovator IBD ETF Leaders ETF
PC-2018-0004 2018-01-30 SPDR Series Trust
PC-2018-0003 2018-01-30 WisdomTree U.S. Quality Shareholder Yield Fund
PC-2018-0002 2018-01-30 ALPS Disruptive Technologies ETF
PC-2018-0001 2018-01-26 SPROTT Physical Gold and Silver Trust
PC-2017-01622017-12-11ARK Israel Innovative Technology ETF
PC-2017-01612017-12-11JPMorgan Managed Futures Strategy ETF
PC-2017-01602017-12-11Direxion Daily Pharmaceutical & Medical Bull 3X Shares
PC-2017-01592017-12-11Hartford Global Impact Nextshares Fund
PC-2017-01582017-12-11AAM S&P High Dividend Value ETF
PC-2017-01572017-12-11JPMorgan Diversified Event Driven ETF
PC-2017-01562017-12-11USCF ETF Trust
PC-2017-01552017-12-11ProShares Long Online/Short Stores ETF
PC-2017-01542017-12-11ProShares Decline of the Retail Store ETF
PC-2017-01532017-11-15Franklin Templeton ETF Trust
PC-2017-01522017-11-15J.P. Morgan Exchange-Traded Fund Trust
PC-2017-01512017-11-15Reverse Cap Weighted U.S. Large Cap ETF
PC-2017-01502017-11-15Virtus Glovista Emerging Markets ETF
PC-2017-01492017-11-15iShares Trust
PC-2017-01482017-11-15The Inspire 100 ETF
PC-2017-01472017-11-15John Hancock Multifactor Small Cap ETF
PC-2017-01462017-11-15Entrepreneur 30 Fund
PC-2017-01452017-11-15First Trust Municipal High Income ETF
PC-2017-01442017-11-15Global X U.S. Preferred ETF
PC-2017-01432017-11-15Vanguard Total Corporate Bond ETF
PC-2017-01422017-11-15Principal International Multi-Factor Index ETF
PC-2017-01412017-11-15First Trust SMID Cap Rising Dividend Achievers ETF
PC-2017-01402017-11-15iShares 5-10, 10+ Year Investment Grade Corporate Bond ETF
PC-2017-01392017-11-15Credit Suisse AG ETNs
PC-2017-01382017-11-08Active Weighting Funds ETF Trust
PC-2017-01372017-11-08PowerShares Exchange-Traded Fund Trust II
PC-2017-01362017-11-08ETF Series Solutions Trust
PC-2017-01352017-11-08USAA ETF Trust
PC-2017-01342017-11-08FormulaFolios Tactical Growth ETFs
PC-2017-01332017-11-08Change Finance Diversified Impact U.S. Large Cap Fossil Fuel Free ETF
PC-2017-01322017-11-08VanEck Vectors NDR CMG Long/Flat Allocation ETF
PC-2017-01312017-11-08NuShares ESG U.S. Aggregate Bond ETF
PC-2017-01302017-11-08Spinnaker ETF Trust
PC-2017-01292017-11-08Claymore Exchange-Traded Fund Trust
PC-2017-01282017-11-08Aptus Fortified Value ETF
PC-2017-01272017-11-08AI Powered Equity ETF
PC-2017-01262017-11-08USAA ETF Trust
PC-2017-01252017-11-08Schwab 1000 Index ETF
PC-2017-01242017-11-08KraneShares MSCI One Belt One Road Index ETF
PC-2017-01232017-11-08Virtus WMC Global Factor Opportunities ETF
PC-2017-01222017-11-08First Trust Dorsey Wright People’s Portfolio ETF
PC-2017-01212017-11-08Exchange Traded Concepts Trust
PC-2017-01202017-11-08Goldman Sachs Access High Yield Corporate Bond ETF
PC-2017-01192017-11-08Principal Exchange-Traded Funds
PC-2017-01182017-11-08PowerShares PureBeta US Aggregate Bond Portfolio
PC-2017-01172017-11-08IndexIQ Active ETF Trust
PC-2017-01162017-11-08Sage ESG Intermediate Credit ETF
PC-2017-01152017-11-08iShares Broad USD High Yield Corporate Bond ETF
PC-2017-01142017-11-08Point Bridge GOP Stock Tracker ETF
PC-2017-01132017-11-08KraneShares Emerging Markets Consumer Technology Index ETF
PC-2017-01122017-11-08Main Sector Rotation ETF
PC-2017-01112017-11-08Global X Iconic U.S. Brands ETF
PC-2017-01102017-11-08VictoryShares Emerging Market High Dividend Volatility Weighted ETF
PC-2017-01092017-11-08Hartford Total Return Bond ETF
PC-2017-01082017-11-08PIMCO Equity Series
PC-2017-01072017-11-08Goldman Sachs Equal Weight U.S. Large Cap Equity ETF
PC-2017-01062017-11-08Main Sector Rotation ETF
PC-2017-01052017-11-08KraneShares MSCI China Environment Index ETF
PC-2017-01042017-11-08Columbia Diversified Fixed Income Allocation ETF
PC-2017-01032017-11-08Principal U.S. Mega-Cap Multi-Factor ETF
PC-2017-01022017-11-08iShares iBonds Dec 2027 Term Corporate ETF
PC-2017-01012017-11-08Franklin Templeton ETF Trust
PC-2017-01002017-11-08GraniteShares Gold Shares
PC-2017-00992017-08-24iShares Trust
PC-2017-00982017-08-24Oppenheimer Revenue Weighted ETF Trust
PC-2017-00972017-08-24PowerShares Exchange-Traded Fund Trust II
PC-2017-00962017-08-24WisdomTree U.S. Multifactor Fund
PC-2017-00952017-08-24Legg Mason Small-Cap Quality Value
PC-2017-00942017-08-24Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF
PC-2017-00932017-08-24Transamerica ETF Trust
PC-2017-00922017-08-24First Trust Exchange-Traded Fund VI
PC-2017-00912017-08-24AdvisorShares New Tech and Media ETF
PC-2017-00902017-08-24TrimTabs All Cap International Free-Cash-Flow ET
PC-2017-00892017-08-24First Trust California Municipal High Income ETF
PC-2017-00882017-08-24iShares Trust
PC-2017-00872017-08-24Inspire Corporate Bond Impact ETF
PC-2017-00862017-08-24USCF Funds Trust
PC-2017-00852017-08-24iShares Russell 2500 ETF
PC-2017-00842017-08-24Principal Spectrum Preferred Securities Active ETF
PC-2017-00832017-08-24ProSports Sponsors ETF
PC-2017-00822017-08-24ProShares Equities for Rising Rates ETF
PC-2017-00812017-08-24iShares MSCI Emerging Markets ex China ETF
PC-2017-00802017-08-24VictoryShares US Multi-Factor Minimum Volatility ETF
PC-2017-00792017-08-24First Trust Dow 30 Equal Weight ETF
PC-2017-00782017-08-24ClearShares OCIO ETF
PC-2017-00772017-08-24Direxion Daily EURO STOXX 50 Bull 3X Shares
PC-2017-00762017-08-24Virtus Enhanced Short U.S. Equity ETF
PC-2017-00752017-08-24US Global GO Gold and Precious Metals Miners ETF
PC-2017-00742017-08-24iShares Russell 1000 Pure U.S. Revenue ETF
PC-2017-00732017-08-24VelocityShares LIBOR ETNs
PC-2017-00722017-06-22Lattice Strategies Trust
PC-2017-00712017-06-22FormulaFolio Funds
PC-2017-00702017-06-22NuShares ETF Trust
PC-2017-00692017-06-22Guggenheim Multi-Factor Large Cap ETF
PC-2017-00682017-06-22Pacer Funds Trust
PC-2017-00672017-06-22GraniteShares ETF Trust
PC-2017-00662017-06-22Legg Mason ETF Investment Trust
PC-2017-00652017-06-22IQ Chaikin U.S. Small Cap ETF
PC-2017-00642017-06-22WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund
PC-2017-00632017-06-22Goldman Sachs Access Investment Grade Corporate Bond ETF
PC-2017-00622017-06-22JPMorgan Ultra-Short Income ETF
PC-2017-00612017-06-22Amplify YieldShares Oil Hedged MLP Income ETF
PC-2017-00602017-06-22Cambria Core Equity ETF
PC-2017-00592017-06-22Brand Value ETF
PC-2017-00582017-06-22Cushing 30 MLP Index ETNs due June 15, 2037
PC-2017-00572017-05-17Direxion Shares ETF Trust
PC-2017-00562017-05-17First Trust Exchange-Traded Fund VIII
PC-2017-00552017-05-17iShares iBonds Dec 2023 Term Muni Bond ETF
PC-2017-00542017-05-17SerenityShares Impact ETF
PC-2017-00532017-05-17ETF Industry Exposure & Financial Services ETF
PC-2017-00522017-05-17ClearBridge All Cap Growth ETF
PC-2017-00512017-05-17VictoryShares Dividend Accelerator ETF
PC-2017-00502017-05-17iShares MSCI Argentina and Global Exposure ETF
PC-2017-00492017-05-17Franklin Templeton ETF Trust
PC-2017-00482017-05-17Alpha Architect Value Momentum Trend ETF
PC-2017-00472017-05-17VelocityShares 1x Long and Daily Inverse VSTOXX Futures ETNs
PC-2017-00462017-05-17Credit Suisse X-Links Crude Oil Shares Covered Call ETNs due April 24, 2037
PC-2017-00452017-04-13ProShares UltraPro 3X Crude Oil ETFs
PC-2017-00442017-04-13Direxion Auspice Broad Commodity Strategy ETF
PC-2017-00432017-04-13JPMorgan Global Bond Opportunities ETF
PC-2017-00422017-04-13CWA Income ETF
PC-2017-00412017-04-13Bloomberg Commodity ETFs
PC-2017-00402017-04-13NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF
PC-2017-00392017-04-13Hartford Funds Exchange-Traded Trust
PC-2017-00382017-04-13iShares Core MSCI International Developed Markets ETF
PC-2017-00372017-04-13O'Shares FTSE Russell International Quality Dividend ETF
PC-2017-00362017-04-13Active Alts Contrarian ETF
PC-2017-00352017-04-13Saba Closed-End Funds ETF
PC-2017-00342017-04-13Pacer Global Cash Cows Dividend ETF
PC-2017-00332017-04-13Arrow Reserve Capital Management ETF
PC-2017-00322017-04-13PowerShares Exchange-Traded Fund Trust II
PC-2017-00312017-04-13Cambria Tail Risk ETF
PC-2017-00302017-04-13iPath Series B Bloomberg Natural Gas Total Return Subindex Total Return ETN
PC-2017-00292017-03-13Northern Lights Fund Trust IV
PC-2017-00282017-03-13VanEck Vectors Green Bond ETF
PC-2017-00272017-03-13Franklin Templeton ETF Trust
PC-2017-00262017-03-13IQ S&P High Yield Low Volatility Bond ETF
PC-2017-00252017-03-13WisdomTree Global ex-Mexico Equity Fund
PC-2017-00242017-03-13PowerShares Actively Managed Exchange-Traded Fund Trust
PC-2017-00232017-03-13Tortoise Water Fund
PC-2017-00222017-03-13Global X Founder-Run Companies ETF
PC-2017-00212017-03-13Global X U.S. Infrastructure Development ETF
PC-2017-00202017-03-13SPDR Long Dollar Gold Trust
PC-2017-00192017-03-13First Trust TCW Opportunistic Fixed Income ETF
PC-2017-00182017-03-13InfraCap REIT Preferred ETF
PC-2017-00172017-01-30ALPS/Dorsey Wright Sector Momentum ETF
PC-2017-00162017-01-30QuantX Funds
PC-2017-00152017-01-30Davis Fundamental ETF Trust
PC-2017-00142017-01-30Virtus Cumberland Municipal Bond ETF
PC-2017-00132017-01-30PowerShares Treasury Collateral Portfolio
PC-2017-00122017-01-11Elkhorn ETFTrust
PC-2017-00112017-01-11Legg Mason Global Infrastructure ETF
PC-2017-00102017-01-11NuShares ETF Trust
PC-2017-00092017-01-11WBI Power Factor High Dividend ETF
PC-2017-00082017-01-11John Hancock Multifactor Developed International ETF
PC-2017-00072017-01-11Direxion Shares ETF Trust
PC-2017-00062017-01-11Pacer US Cash Cows 100 ETF
PC-2017-00042017-01-11O'Shares FTSE Russell Small Cap Quality Dividend Quality ETF
PC-2017-00032017-01-11Amplify YieldShares CWP Dividend & Options Income ETF
PC-2017-00022017-01-11BMO Elkhorn DWA MLP Select Index Exchange Traded Notes Due December 10,
PC-2017-00012017-01-11UBS ETRACS – ProShares Daily 3X Crude ETNs
PC-2016-10532016-12-16Virtus Newfleet Dynamic Credit ETF
PC-2016-10522016-12-16Deutsche X-trackers USD High Yield Corporate Bond ETF
PC-2016-10512016-12-16Janus SG Global Quality Income ETF
PC-2016-10502016-12-16iShares MSCI USA ESG Optimized ETF
PC-2016-10492016-12-16PowerShares Exchange-Traded Fund Trust II
PC-2016-10482016-12-16The WEAR ETF
PC-2016-10472016-12-16VelocityShares 3x Crude Oil ETNs
PC-2016-10462016-11-23WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund
PC-2016-10452016-11-23Goldman Sachs Hedge Industry VIP ETF
PC-2016-10442016-11-23Oppenheimer Revenue Weighted ETF Trust
PC-2016-10432016-11-23Janus Short Duration Income ETF
PC-2016-10422016-11-23Direxion Daily CSI China Internet Index Bull 2X Shares
PC-2016-10412016-11-23iShares Core 5-10 Year USD Bond ETF
PC-2016-10402016-11-23Global X MSCI SuperDividend EAFE ETF
PC-2016-10392016-11-23JPMorgan Diversified Return U.S. Small Cap Equity ETF
PC-2016-10382016-11-23American Customer Satisfaction Core Alpha ETF
PC-2016-10372016-11-23FlexShares Core Select Bond Fund
PC-2016-10362016-11-23USCF Restaurant Leaders Fund
PC-2016-10352016-11-23Legg Mason Emerging Markets Low Volatility High Dividend ETF
PC-2016-10342016-11-23Barclays ETN+ FI Enhanced Europe 50 ETN Series B
PC-2016-10332016-11-23iPath Series B S&P GSCI Crude Oil ETN
PC-2016-10322016-11-01DBX ETF Trust
PC-2016-10312016-11-01Elkhorn Lunt Low Vol/High Beta Tactical ETF
PC-2016-10302016-11-01Natixis Seeyond International Minimum Volatility ETF
PC-2016-10292016-11-01Premise Capital Frontier Advantage Diversified Tactical ETF
PC-2016-10282016-11-01SPDR Index Shares Funds
PC-2016-10272016-10-13AdvisorShares KIM Korea Equity ETF
PC-2016-10262016-10-13Amplify YieldShares Prime 5 Dividend ETF
PC-2016-10252016-10-13Claymore Exchange-Traded Fund
PC-2016-10242016-10-13Elkhorn DWA Commodity Rotation ETF
PC-2016-10232016-10-13Fidelity Covington Trust
PC-2016-10222016-10-13First Trust ETF
PC-2016-10212016-10-13First Trust Exchange-Traded Fund VI
PC-2016-10202016-10-13Franklin Liberty Investment Grade Corporate ETF
PC-2016-10192016-10-13Franklin Liberty U.S. Low Volatility ETF
PC-2016-10182016-10-13JP Morgan Diversified Alternatives ETF
PC-2016-10172016-10-13JPMorgan Disciplined High Yield ETF
PC-2016-10162016-10-13Lattice Real Estate Strategy ETF
PC-2016-10152016-10-13NuShares Enhanced Yield US Aggregate Bond ETF
PC-2016-10142016-10-13PowerShares Variable Rate Investment Grade Portfolio
PC-2016-10132016-10-13Principal U.S. Small Cap Index ETF
PC-2016-10122016-10-13ProShares K-1 Free Crude Oil Strategy ETF
PC-2016-10112016-10-13Recon Capital USA Managed Risk ETF
PC-2016-10102016-10-13Spirited Funds/ETFMG Whiskey & Spirits ETF
PC-2016-10092016-10-13TrimTabs Float Shrink ETF
PC-2016-10082016-10-13VanEck Vectors ETF Trust
PC-2016-10072016-10-13iShares iBonds Dec 2026 Term Corporate ETF
PC-2016-10062016-10-11Elkhorn Fundamental Commodity Strategy ETF
PC-2016-10052016-10-11Global X Funds
PC-2016-10042016-10-11Goldman Sachs TreasuryAccess 0-1 Year ETF
PC-2016-10032016-10-11iShares Edge MSCI Min Vol USA Small-Cap ETF
PC-2016-10022016-10-11Direxion Shares ETF Trust
PC-2016-10012016-09-15Claymore/AlphaShares China Real Estate ETF
PC-2016-10002016-09-15Claymore/Raymond James SB-1 Equity ETF
PC-2016-09992016-09-15Direxion Funds
PC-2016-09982016-09-15First Trust BICK Index Fund
PC-2016-09972016-09-15Global X Funds
PC-2016-09962016-09-15Global X Permanent ETF
PC-2016-09952016-09-15iShares 10+ Year Government Credit Bond Fund
PC-2016-09942016-09-15iShares Barclays GNMA Bond Fund
PC-2016-09932016-09-15iShares JPMorgan USD Emerging Markets Bond Fund
PC-2016-09922016-09-15iShares MSCI Emerging Markets Index Funds
PC-2016-09912016-09-15iShares MSCI Funds
PC-2016-09902016-09-15iShares MSCI Funds
PC-2016-09892016-09-15iShares S&P AMT-Free Municipal Series
PC-2016-09882016-09-15Market Vectors Russia Small-Cap ETF
PC-2016-09872016-09-15Market Vectors Unconventional Oil & Gas ETF
PC-2016-09862016-09-15PIMCO Total Return Exchange-Traded Fund
PC-2016-09852016-09-15PowerShares ETFs
PC-2016-09842016-09-15PowerShares S&P 500 Downside Hedged Portfolio
PC-2016-09832016-09-15ProShares Funds
PC-2016-09822016-09-15Royal Bank of Canada ETN Linked S&P 500 Trend Allocator PR Index
PC-2016-09812016-09-15SPDR Index Shares Funds
PC-2016-09802016-09-15UBS AG Exchange Traded Access Securities Linked to the Alerian Natural Gas MLP Index
PC-2016-09792016-09-14AdvisorShares Sunrise Global Multi-Strategy ETF
PC-2016-09782016-09-14AdvisorShares Global Alpha & Beta ETF
PC-2016-09772016-09-14Claymore ETF Funds 2
PC-2016-09762016-09-14Claymore ETF Trust
PC-2016-09752016-09-14Direxion Shares ETF Trust
PC-2016-09742016-09-14Direxion Daily Japan Bul-Bear 3X Shares
PC-2016-09732016-09-14Direxion Daily FTSE Funds
PC-2016-09722016-09-14Direxion Shares ETF Trust 2
PC-2016-09712016-09-14Direxion Daily ETFs
PC-2016-09702016-09-14First Trust AlphaDex Funds
PC-2016-09692016-09-14First Trust Exchange-Traded Fund II
PC-2016-09682016-09-14First Trust Eurozone AlphaDEX ETF
PC-2016-09672016-09-14First Trust Funds
PC-2016-09662016-09-14Franklin Short Duration U.S.
PC-2016-09652016-09-14Global X Funds
PC-2016-09642016-09-14Global X Scientific Beta US ETF
PC-2016-09632016-09-14Global X Thematic ETFs
PC-2016-09622016-09-14IndexIQ ETF Trust
PC-2016-09612016-09-14iShares 2019 AMT-Free Muni Term ETF
PC-2016-09602016-09-14iShares High Dividend Equity and MSCI China Index Funds
PC-2016-09592016-09-14iShares FTSE Funds
PC-2016-09582016-09-14iShares Goldman Funds
PC-2016-09572016-09-14iShares International Dividend Growth ETF
PC-2016-09562016-09-14iShares Liquidity Income ETF
PC-2016-09552016-09-14iShares MSCI Global Funds
PC-2016-09542016-09-14YieldShares High Income ETF
PC-2016-09532016-09-14iShares ETFs
PC-2016-09522016-09-14Legg Mason ETFs
PC-2016-09512016-09-14Market Vectors China A-Shares ETF
PC-2016-09502016-09-14Market Vectors LatAm Aggregate Bond ETF
PC-2016-09492016-09-14PowerShares DB Base Metals Fund
PC-2016-09482016-09-14PowerShares ETF Fund II
PC-2016-09472016-09-14PowerShares ETF Trust II
PC-2016-09462016-09-14PowerShares Global Exchange Traded Funds
PC-2016-09452016-09-14PowerShares Exchange-Traded Fund Trust II
PC-2016-09442016-09-14YieldShares High Income ETF
PC-2016-09432016-09-14Proshares Ultra High Yield & Investment Grade Corporate
PC-2016-09422016-09-14PureFunds ISE ETFs
PC-2016-09412016-09-14FactorShares Trust
PC-2016-09402016-09-14Rydex ETF Trust
PC-2016-09392016-09-14Schwab Strategic Trust ETFs
PC-2016-09382016-09-14SPDR Index Funds ETF Shares
PC-2016-09372016-09-14SPDR Index Shares Funds
PC-2016-09362016-09-14SPDR S&P International Consumer Staples Sector ETF
PC-2016-09352016-09-14SPDR S&P International Industrial Sector ETF
PC-2016-09342016-09-14UBS AG (ETNs)
PC-2016-09332016-09-14UBS AG FI Enhanced Big Cap Growth ETN
PC-2016-09322016-09-14UBS AG Exchange Traded Access Securities Linked to WF BDC Index
PC-2016-09312016-09-14UBS ETRACS
PC-2016-09302016-09-14Wisdom Tree China Dividend Ex-Financials Fund
PC-2016-09292016-09-14WisdomTree Dreyfus New Zealand Dollar Fund
PC-2016-09282016-09-14WisdomTree Global Corporate Bond Fund
PC-2016-09272016-09-07PureFunds Solactive FinTech ETF and PureFunds ETFx HealthTech ETF
PC-2016-09262016-09-02DIA United States Brent Oil Fund, LP
PC-2016-09252016-09-02DIAMONDS Trust Funds
PC-2016-09242016-09-02ETFS Physical Palladium Trust
PC-2016-09232016-09-02ETFS Physical Platinum Trust
PC-2016-09222016-09-02ETFs Physical Precious Metals Basket Trust
PC-2016-09212016-09-02ETFS Physical Swiss Gold Shares
PC-2016-09202016-09-02ETFS Silver Trust
PC-2016-09192016-09-02iPath ETN Trusts
PC-2016-09182016-09-02iShares S&P GSCI Commodity-Indexed Trust
PC-2016-09172016-09-02iShares Commodity Optimized Trust
PC-2016-09162016-09-02iShares Gold Trust
PC-2016-09152016-09-02iShares Silver Trust
PC-2016-09142016-09-02Midcap SPDR Trust Fund
PC-2016-09132016-09-02PowerShares QQQ Trust, Series 1
PC-2016-09122016-09-02SPDR Gold Shares
PC-2016-09112016-09-02SPDR Series Trust
PC-2016-09102016-09-02SPDR Trust, Series I
PC-2016-09092016-09-02Teucrium Corn Fund
PC-2016-09082016-09-02United States Copper Index Fund
PC-2016-09072016-09-02United States Natural Gas Fund, LP
PC-2016-09062016-09-02United States Short Oil Fund, LP
PC-2016-09052016-09-02VanEck Merk Gold Trust
PC-2016-09042016-08-31UBS AG ETN
PC-2016-09032016-08-31ETFS Zacks Earnings Large and Small-Cap U.S. Index Funds
PC-2016-09022016-08-31ETRACS Monthly Pay 2X Leveraged Mortgage REIT ETN
PC-2016-09012016-08-31ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B
PC-2016-09002016-08-31ETRACS UBS Bloomberg Constant Maturity Commodity Index
PC-2016-08992016-08-31FI Enhanced Global High Yield Exchange Traded Notes
PC-2016-08982016-08-31Fidelity Covington Trust
PC-2016-08972016-08-31Fidelity MSCI Real Estate Index ETF
PC-2016-08962016-08-31First Trust Capital Strength ETF
PC-2016-08952016-08-31First Trust Exchange-Traded AlphaDEX Fund
PC-2016-08942016-08-31First Trust Dorsey Wright Dynamic Focus 5 ETF
PC-2016-08932016-08-31First Trust Dorsey Wright Focus 5 ETF
PC-2016-08922016-08-31First Trust Dorsey Wright International Focus 5 ETF
PC-2016-08912016-08-31First Trust Dow Jones Global Select Dividend Index Fund
PC-2016-08902016-08-31First Trust Exchange-Traded Fund II
PC-2016-08892016-08-31First Trust Exchange-Traded Fund VI Funds
PC-2016-08882016-08-31First Trust Global Tactical Commodity Strategy Fund
PC-2016-08872016-08-31First Trust Heitman Global Prime Real Estate ETF
PC-2016-08862016-08-31First Trust International IPO ETF
PC-2016-08852016-08-31First Trust ISE ChIndia Index Fund
PC-2016-08842016-08-31First Trust ISE Cloud Computing Index Fund
PC-2016-08832016-08-31First Trust ISE Global Engineering and Construction Index Fund
PC-2016-08822016-08-31First Trust ISE Global Wind Energy Index Fund
PC-2016-08812016-08-31First Trust Morningstar Managed Futures Strategy Fund
PC-2016-08802016-08-31First Trust NASDAQ ABA Community Bank Index Fund
PC-2016-08792016-08-31First Trust NASDAQ CEA Cybersecurity ETF
PC-2016-08782016-08-31SPDR Series Trust
PC-2016-08772016-08-31First Trust NASDAQ Global Auto Index Fund
PC-2016-08762016-08-31First Trust NASDAQ Rising Dividend Achievers ETF
PC-2016-08752016-08-31First Trust NASDAQ-100 Equal Weight Index Fund
PC-2016-08742016-08-31First Trust Funds
PC-2016-08732016-08-31First Trust NASDAQ-100 Technology Index Fund
PC-2016-08722016-08-31First Trust North American Energy Infrastructure Fund
PC-2016-08712016-08-31First Trust RBA American Industrial Renaissance ETF
PC-2016-08702016-08-31First Trust RiverFront Dynamic Emerging Markets ETF
PC-2016-08692016-08-31First Trust RiverFront Dynamic ETFs
PC-2016-08682016-08-31First Trust Strategic Income ETF
PC-2016-08672016-08-31First Trust Total US Market AlphaDEX ETF
PC-2016-08662016-08-31FlexShares Credit-Scored US Long Corporate Bond Index Fund
PC-2016-08652016-08-31FlexShares Disciplined Duration MBS Index Fund
PC-2016-08642016-08-31FlexShares Global Quality Real Estate Index Fund
PC-2016-08632016-08-31FlexShares Morningstar US Market Factors Tilt, and iBoxx 3 and 5-Year Target Duration TIPS Index Funds
PC-2016-08622016-08-31FlexShares Morningstar Developed Markets ex-US and Emerging Markets Factor Tilt Index Fund
PC-2016-08612016-08-31FlexShares Trust
PC-2016-08602016-08-31FlexShares STOXX ESG Impact Index Funds
PC-2016-08592016-08-31FlexShares STOXX Global Broad Infrastructure Index Fund
PC-2016-08582016-08-31FlexShares Trust
PC-2016-08572016-08-31FlexShares US Quality Large Cap Index Fund
PC-2016-08562016-08-31Franklin LibertyQ ETFs
PC-2016-08552016-08-31GaveKal Knowledge Leaders ETFs
PC-2016-08542016-08-31Global X Brazil Consumer ETF
PC-2016-08532016-08-31Global X China Energy ETF
PC-2016-08522016-08-31Global X China Financials ETF
PC-2016-08512016-08-31Global X Funds
PC-2016-08502016-08-31Global X China Materials ETF
PC-2016-08492016-08-31Global XConscious Companies ETF
PC-2016-08482016-08-31Global X Fund
PC-2016-08472016-08-31Global X Fertilizers/Potash ETF
PC-2016-08462016-08-31Global X FTSE Andean 40 ETF
PC-2016-08452016-08-31Global X FTSE Argentina 20 ETF
PC-2016-08442016-08-31Global X FTSE ASEAN 40 ETF
PC-2016-08432016-08-31Global X FTSE Greece 20 ETF
PC-2016-08422016-08-31Global X Fund ETF
PC-2016-08412016-08-31Global X FTSE Norway 30 ETF
PC-2016-08402016-08-31Global X FTSE Portugal 20 ETF
PC-2016-08392016-08-31Global X Funds
PC-2016-08382016-08-31Global X Gold Explorers ETF
PC-2016-08372016-08-31Global X Guru Activist ETF
PC-2016-08362016-08-31Global X Funds ETF
PC-2016-08352016-08-31Global X Junior MLP ETF
PC-2016-08342016-08-31Global X Lithium ETF
PC-2016-08332016-08-31Global X MLP & Energy Infrastructure ETF
PC-2016-08322016-08-31Global X MLP ETF
PC-2016-08312016-08-31Global X MSCI Pakistan ETF
PC-2016-08302016-08-31Global X Nasdaq China Technology ETF
PC-2016-08292016-08-31Global X Next Emerging & Frontier ETF
PC-2016-08282016-08-31Global X Scientific Beta US ETF
PC-2016-08272016-08-31Global X Social Media Index ETF
PC-2016-08262016-08-31Global X SuperDividend Alternatives ETF
PC-2016-08252016-08-31Global X SuperDividend ETF
PC-2016-08242016-08-31Global X SuperDividend REIT ETF
PC-2016-08232016-08-31Global X SuperIncome Preferred ETF
PC-2016-08222016-08-31Global X Uranium ETF
PC-2016-08212016-08-31Goldman Sachs ActiveBeta Emerging Markets Equity ETF
PC-2016-08202016-08-31Goldman Sachs ActiveBeta Equity ETFs
PC-2016-08192016-08-31Goldman Sachs ActiveBeta International Equity ETF
PC-2016-08182016-08-31GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN
PC-2016-08172016-08-31GSCI Total Return Index
PC-2016-08162016-08-31Guggenheim Emerging Market Real Estate ETF
PC-2016-08152016-08-31Guggenheim Large Cap Optimized Diversification ETF
PC-2016-08142016-08-31Guggenheim S&P 100 Equal Weight ETF
PC-2016-08132016-08-31Guggenheim S&P High Income Infrastructure ETF
PC-2016-08122016-08-31Guggenheim U.S. Large Cap Optimized Volatility ETF
PC-2016-08112016-08-31InfraCap MLP ETF
PC-2016-08102016-08-31iPath ETN Trusts
PC-2016-08092016-08-31iPath ETN Trusts
PC-2016-08082016-08-31iPath GEMS Asia 8 ETN
PC-2016-08072016-08-31iPath ETNs
PC-2016-08062016-08-31iPath Leveraged Equity ETNs
PC-2016-08052016-08-31iPath® Commodity Index ETNs
PC-2016-08042016-08-31iPathSM MSCI India IndexSM ETN
PC-2016-08032016-08-31IQ 50 Percent Hedged FTSE ETFs
PC-2016-08022016-08-31IQ ARB Merger Arbitrage ETF
PC-2016-08012016-08-31IndexIQ ETF Trust
PC-2016-08002016-08-31IQ Global Agribusiness Small Cap ETF
PC-2016-07992016-08-31IQ Global Oil Small Cap ETF
PC-2016-07982016-08-31IQ Hedge Long/Short Tracker ETF
PC-2016-07972016-08-31IQ Hedge Macro Tracker ETF
PC-2016-07962016-08-31IQ Hedge Market Neutral Tracker ETF
PC-2016-07952016-08-31IQ Hedge Multi-Strategy Tracker ETF
PC-2016-07942016-08-31IQ Leaders GTAA Tracker ETF
PC-2016-07932016-08-31IQ South Korea Small Cap Exchange-Traded Fund
PC-2016-07922016-08-31IQ U.S. Real Estate Small Cap ETF
PC-2016-07912016-08-31iShares Trust
PC-2016-07902016-08-31iShares Trust
PC-2016-07892016-08-31iShares Asia/Pacific Dividend 30 and Emerging Markets Dividend Index Funds
PC-2016-07882016-08-31iShares® Baa-Ba Rated Corporate Bond Fund and B-Ca Rated Corporate Bond Fund
PC-2016-07872016-08-31iShares Barclays 0-5 Year TIPS Bond Fund
PC-2016-07862016-08-31iShares Trust ETFs
PC-2016-07852016-08-31iShares Commodities Select Strategy ETF
PC-2016-07842016-08-31iShares Core ETFs
PC-2016-07832016-08-31iShares Currency Hedged JPX-Nikkei 400 ETF
PC-2016-07822016-08-31iShares, Inc.
PC-2016-07812016-08-31IShares Currency Hedged MSCI Emerging Markets ETF
PC-2016-07802016-08-31iShares Currency Hedged MSCI ETFs
PC-2016-07792016-08-31iShares Trust
PC-2016-07782016-08-31iShares Edge MSCI Multifactor Emerging Markets ETF
PC-2016-07772016-08-31iShares Trust Exchange Traded Funds
PC-2016-07762016-08-31iShares Exponential Technologies ETF
PC-2016-07752016-08-31iShares Trust
PC-2016-07742016-08-31iShares Trust
PC-2016-07732016-08-31iShares Trust
PC-2016-07722016-08-31iShares FTSE NAREIT Funds
PC-2016-07712016-08-31E-TRACS UBS Bloomberg CMCI ETN
PC-2016-07702016-08-31iShares® Morningstar Multi-Asset Income Index Fund
PC-2016-07692016-08-31iShares Funds
PC-2016-07682016-08-31iShares MSCI ACWI Low Carbon Target ETF
PC-2016-07672016-08-31iShares MSCI All Country Asia ex Japan Index Fund
PC-2016-07662016-08-31iShares Trust Exchange Traded Funds
PC-2016-07652016-08-31iShares MSCI All Peru Capped Index Fund
PC-2016-07642016-08-31iShares Trust
PC-2016-07632016-08-31iShares MSCI China A ETF
PC-2016-07622016-08-31iShares Trust
PC-2016-07612016-08-31iShares MSCI Colombia Capped ETF
PC-2016-07602016-08-31iShares Trust and iShares, Inc.
PC-2016-07592016-08-31iShares MSCI Emerging Markets Horizon ETF
PC-2016-07582016-08-31E-TRACS Long Platinum - Linked to the Inverse Performance of the UBS Bloomberg CMCI Platinum Excess Return
PC-2016-07572016-08-31iShares MSCI Emerging Markets Small Cap Index Fund
PC-2016-07562016-08-31iShares MSCI Frontier 100 Index Fund
PC-2016-07552016-08-31iShares MSCI Global Impact ETF
PC-2016-07542016-08-31iShares® MSCI Index Funds
PC-2016-07532016-08-31iShares MSCI International Developed ETFs
PC-2016-07522016-08-31iShares MSCI International Developed Momentum Factor and Quality Factor ETFs
PC-2016-07512016-08-31iShares Inc. Trust ETFs
PC-2016-07502016-08-31iShares MSCI Japan Small Cap Index Fund
PC-2016-07492016-08-31iShares MSCI New Zealand Investable Market Index Fund
PC-2016-07482016-08-31iShares® MSCI Norway Capped Investable Market Index Fund
PC-2016-07472016-08-31iShares MSCI Russia Capped ETF
PC-2016-07462016-08-31iShares MSCI Saudi Arabia Capped ETF
PC-2016-07452016-08-31iShares MSCI Turkey Investable Market Index Fund
PC-2016-07442016-08-31iShares MSCI Indonesia Investable Market Index Fund, iShares MSCI Ireland Capped Investable Market Index Fund, iShares MSCI USA Index Fund
PC-2016-07432016-08-31iShares Trust
PC-2016-07422016-08-31iShares MSCI USA Quality Factor ETF
PC-2016-07412016-08-31iShares PHLX SOX Semiconductor Sector Index Fund
PC-2016-07402016-08-31iShares Funds
PC-2016-07392016-08-31iShares Funds
PC-2016-07382016-08-31iShares S&P Emerging Markets Infrastructure Index Fund
PC-2016-07372016-08-31iShares S&P India Nifty 50 Index Fund ETF
PC-2016-07362016-08-31iShares S&P International Preferred Stock Index Fund
PC-2016-07352016-08-31iShares Trust
PC-2016-07342016-08-31iShares Trust
PC-2016-07332016-08-31iShares Trust Funds
PC-2016-07322016-08-31iShares Trust
PC-2016-07312016-08-31iShares Trust
PC-2016-07302016-08-31iShares Trust
PC-2016-07292016-08-31iShares Trust
PC-2016-07282016-08-31iShares U.S. ETF Trust
PC-2016-07272016-08-31iShares U.S. Fixed Income Balanced Risk ETF
PC-2016-07262016-08-31Janus Detroit Street Trust
PC-2016-07252016-08-31JPMorgan Diversified Return Emerging Markets Equity ETF
PC-2016-07242016-08-31JPMorgan Diversified Return ETFs
PC-2016-07232016-08-31JPMorgan Diversified Return Europe Equity ETF
PC-2016-07222016-08-31JPMorgan Diversified Return Global Equity ETF
PC-2016-07212016-08-31JPMorgan Diversified Return International Equity ETF
PC-2016-07202016-08-31JPMorgan Diversified Return U.S. Mid Cap Equity ETF
PC-2016-07192016-08-31KraneShares Bosera MSCI China A Share ETF
PC-2016-07182016-08-31KraneShares Trust
PC-2016-07172016-08-31KraneShares CSI China Internet ETF
PC-2016-07162016-08-31KraneShares FTSE Emerging Markets Plus ETF
PC-2016-07152016-08-31Lattice Global Small Cap Strategy ETF
PC-2016-07142016-08-31Lattice U.S. Equity Strategy ETF
PC-2016-07132016-08-31Market Vectors – Gaming ETF
PC-2016-07122016-08-31Market Vectors ETF Trust
PC-2016-07112016-08-31Market Vectors Africa Index ETF
PC-2016-07102016-08-31Market Vectors Brazil Small-Cap ETF
PC-2016-07092016-08-31Market Vectors ChinaAMC SME-ChiNext ETF
PC-2016-07082016-08-31Market Vectors Egypt Index Exchange-Traded Fund
PC-2016-07072016-08-31Market Vector Funds
PC-2016-07062016-08-31Market Vectors Generic Drugs ETF
PC-2016-07052016-08-31Market Vectors – Global Alternative Energy ETF
PC-2016-07042016-08-31Market Vectors Global Spin-Off ETF
PC-2016-07032016-08-31Market Vectors India Small-Cap Index ETF
PC-2016-07022016-08-31Market Vectors Trust ETF
PC-2016-07012016-08-31Market Vectors Indonesia Small Cap ETF
PC-2016-07002016-08-31Market Vectors Israel ETF
PC-2016-06992016-08-31Market Vectors Junior Gold Miners ETF
PC-2016-06982016-08-31Market Vectors Morningstar International Moat ETF
PC-2016-06972016-08-31Market Vectors Oil Refiners ETF
PC-2016-06962016-08-31Market Vectors Poland ETF
PC-2016-06952016-08-31Market Vectors Rare Earth/Strategic Metals ETF
PC-2016-06942016-08-31Market Vectors REIT Income ETF
PC-2016-06932016-08-31Market Vectors ETF Trust
PC-2016-06922016-08-31Market Vectors ETF Trust
PC-2016-06912016-08-31Market Vectors ETF Trust
PC-2016-06902016-08-31Market Vectors Trust ETF
PC-2016-06892016-08-31Market Vectors ETF Trust
PC-2016-06882016-08-31Market Vectors ETF Trust
PC-2016-06872016-08-31Market Vectors-Solar Energy ETF
PC-2016-06862016-08-31Master Income ETF
PC-2016-06852016-08-31MomentumShares International Quantitative Momentum ETF
PC-2016-06842016-08-31O’Shares FTSE Quality Dividend ETFs
PC-2016-06832016-08-31O’Shares FTSE Quality Dividend Hedged ETFs
PC-2016-06822016-08-31Pacer Funds Trust
PC-2016-06812016-08-31PIMCO 1-3 Year U.S. Treasury Index Fund ETF
PC-2016-06802016-08-31PIMCO Enhanced Short Maturity Strategy Fund
PC-2016-06792016-08-31PowerShares Funds
PC-2016-06782016-08-31PowerShares Commodity Index Tracking Fund
PC-2016-06772016-08-31PowerShares DB 3X Long 25+ Year Treasury Bond ETNs, PowerShares DB 3X Short 25+ Year Treasury Bond ETNs
PC-2016-06762016-08-31PowerShares DB Base Metal ETNs
PC-2016-06752016-08-31Deutsche Bank AG ETNs
PC-2016-06742016-08-31PowerShares DB Commodity Fund
PC-2016-06732016-08-31PowerShares DB Crude Oil Long ETN
PC-2016-06722016-08-31PowerShares DB Exchange Traded Notes
PC-2016-06712016-08-31PowerShares DB G10 Currency Harvest Fund
PC-2016-06702016-08-31PowerShares DB Japanese Government Bond Futures ETNs
PC-2016-06692016-08-31PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio
PC-2016-06682016-08-31PowerShares DB US Dollar Index Bullish and Bearish Funds
PC-2016-06672016-08-31PowerShares DWA Momentum & Low Volatility Rotation Portfolio
PC-2016-06662016-08-31PowerShares DWA SmallCap Technical Leaders Portfolio
PC-2016-06652016-08-31PowerShares DWA Tactical Multi-Asset Income Portfolio
PC-2016-06642016-08-31PowerShares Emerging Markets Infrastructure Portfolio
PC-2016-06632016-08-31PowerShares ETF Trust II
PC-2016-06622016-08-31PowerShares Europe Currency Hedged Low Volatility Portfolio
PC-2016-06612016-08-31PowerShares Exchange-Traded Fund Trust II
PC-2016-06602016-08-31PowerShares Exchange-Traded Fund Trust II
PC-2016-06592016-08-31PowerShares Exchange-Traded Trust Fund II
PC-2016-06582016-08-31PowerShares FTSE RAFI US 1500 Small-Mid Portfolio
PC-2016-06572016-08-31PowerShares Fundamental Investment Grade Corporate Bond Portfolio
PC-2016-06562016-08-31PowerShares Fundamental Pure Large Growth and Value Portfolios
PC-2016-06552016-08-31PowerShares Funds
PC-2016-06542016-08-31PowerShares Global Exchange Traded Funds
PC-2016-06532016-08-31PowerShares Global Short Term High Yield Bond Portfolio
PC-2016-06522016-08-31PowerShares ETF Trust II
PC-2016-06512016-08-31PowerShares India Portfolio
PC-2016-06502016-08-31PowerShares International BuyBack Achievers Portfolio
PC-2016-06492016-08-31PowerShares International Corporate Bond Portfolio
PC-2016-06482016-08-31PowerShares KBW Bank Portfolio
PC-2016-06472016-08-31PowerShares KBW ETFs
PC-2016-06462016-08-31PowerShares LadderRite 0-5 Year Corporate Bond Portfolio
PC-2016-06452016-08-31PowerShares Multi-Strategy Alternative Portfolio
PC-2016-06442016-08-31PowerShares NASDAQ Internet Portfolio
PC-2016-06432016-08-31PowerShares Preferred Portfolio
PC-2016-06422016-08-31PowerShares Russell 1000 Equal Weight Portfolio
PC-2016-06412016-08-31PowerShares Russell 1000 Low Beta Equal Weight Portfolio
PC-2016-06402016-08-31PowerShares S&P 500® High Beta Portfolio & Low Volatility Portfolio
PC-2016-06392016-08-31PowerShares S&P 500 Downside Hedged Portfolio
PC-2016-06382016-08-31PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio
PC-2016-06372016-08-31PowerShares S&P 500 High Dividend Portfolio
PC-2016-06362016-08-31PowerShares Exchange-Traded Fund Trust II
PC-2016-06352016-08-31PowerShares S&P BuyWrite Portfolio
PC-2016-06342016-08-31PowerShares S&P Low Volatility Portfolio ETFs
PC-2016-06332016-08-31PowerShares Funds
PC-2016-06322016-08-31PowerShares Senior Loan Portfolio
PC-2016-06312016-08-31PowerShares Variable Rate Preferred Portfolio
PC-2016-06302016-08-31Principal Funds
PC-2016-06292016-08-31ProShares CDS Short North American HY Credit ETF
PC-2016-06282016-08-31ProShares Trust
PC-2016-06272016-08-31ProShares German Sovereign/Sub-Sovereign ETF
PC-2016-06262016-08-31ProShares Global Listed Private Equity ETF
PC-2016-06252016-08-31ProShares Hedge Replication ETF
PC-2016-06242016-08-31ProShares Hedged FTSE ETFs
PC-2016-06232016-08-31ProShares High Yield-Interest Rate Hedged ETF
PC-2016-06222016-08-31ProShares Investment Grade-Interest Rate Hedged
PC-2016-06212016-08-31ProShares Managed Futures Strategy ETF
PC-2016-06202016-08-31ProShares Merger ETF
PC-2016-06192016-08-31ProShares Trust
PC-2016-06182016-08-31ProShares MSCI EAFE Dividend Growers ETF
PC-2016-06172016-08-31ProShares MSCI Emerging Markets Dividend Growers ETF
PC-2016-06162016-08-31ProShares MSCI Europe Dividend Growers ETF
PC-2016-06152016-08-31ProShares RAFI Long/Short
PC-2016-06142016-08-31ProShares S&P 500 Aristocrats ETF
PC-2016-06132016-08-31ProShares Trust
PC-2016-06122016-08-31ProShares Short 20+ Year Treasury ETF
PC-2016-06112016-08-31ProShares Short 7-10 and UltraShort 3-7 Year Treasury ETF’s
PC-2016-06102016-08-31ProShares Short Euro
PC-2016-06092016-08-31ProShares Short High Yield
PC-2016-06082016-08-31ProShares Short Term USD Emerging Markets Bond ETF
PC-2016-06072016-08-31ProShares Ultra and Short VIX Short-Term Futures ETFs
PC-2016-06062016-08-31ProShares Ultra and UltraShort Australian Dollar
PC-2016-06052016-08-31ProShares Ultra DJ and Short DJ-UBS Natural Gas ETF
PC-2016-06042016-08-31ProShares Ultra Funds
PC-2016-06032016-08-31ProShares Ultra High Yield & Investment Grade Corporate
PC-2016-06022016-08-31ProShares Ultra High Yield
PC-2016-06012016-08-31ProShares Trusts
PC-2016-06002016-08-31ProShares Trust
PC-2016-05992016-08-31ProShares Trust ETFs
PC-2016-05982016-08-31ProShares Trust
PC-2016-05972016-08-31ProShares Trust
PC-2016-05962016-08-31ProShares UltraPro Financials and ProShares UltraPro Short Financial
PC-2016-05952016-08-31ProShares UltraPro Short 20+ Year Treasury
PC-2016-05942016-08-31ProShares Trust
PC-2016-05932016-08-31ProShares Trust ETFs
PC-2016-05922016-08-31ProShares Funds
PC-2016-05912016-08-31ProShares Trust ETFs
PC-2016-05902016-08-31ProShares Trust
PC-2016-05892016-08-31ProShares UltraShort TIPS
PC-2016-05882016-08-31ProShares USD Covered Bond
PC-2016-05872016-08-31ProShares VIX Short and Mid-Term Futures ETF
PC-2016-05862016-08-31PureFunds ETFs
PC-2016-05852016-08-31PureFunds ISE Cyber Security
PC-2016-05842016-08-31Pyxis/iBoxx Senior Loan ETF
PC-2016-05832016-08-31AdvisorShares QAM Equity Hedge ETF
PC-2016-05822016-08-31QuantShares Hedged Dividend Income Fund
PC-2016-05812016-08-31QuantShares U.S. Market Neutral Anti-Beta Fund
PC-2016-05802016-08-31Accuvest Global Echo ETF
PC-2016-05792016-08-31ALPS ETF Trust
PC-2016-05782016-08-31ALPS ETF Trust
PC-2016-05772016-08-31Amplify Online Retail ETF
PC-2016-05762016-08-31Arrow Dow Jones Global Yield ETF
PC-2016-05752016-08-31BlueStar TA-BIGITech Israel Technology ETF
PC-2016-05742016-08-31Cambria ETF Trust
PC-2016-05732016-08-31Claymore/AlphaShares China Small Cap Index ETF
PC-2016-05722016-08-31Claymore Exchange Traded Funds
PC-2016-05712016-08-31Claymore/Delta Global Shipping Index ETF
PC-2016-05702016-08-31Claymore/MAC Global Solar Energy Index ETF
PC-2016-05692016-08-31Claymore Exchange-Traded Funds
PC-2016-05682016-08-31PowerShares Actively Managed ETF Trust
PC-2016-05672016-08-31DBX ETF Trust
PC-2016-05662016-08-31Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF
PC-2016-05652016-08-31Deutsche X-trackers Japan JPX-Nikkei 400 Hedged Equity ETF
PC-2016-05642016-08-31Direxion Daily High Yield Bear 2X Shares
PC-2016-05632016-08-31Direxion Daily S&P 500 Bear 1X Shares
PC-2016-05622016-08-31Direxion Shares ETF Trust
PC-2016-05612016-08-31Direxion Daily Shares
PC-2016-05602016-08-31Direxion Shares ETF Trust
PC-2016-05592016-08-31Direxion Shares ETF Trust
PC-2016-05582016-08-31Direxion Shares ETF Trust
PC-2016-05572016-08-31EGShares Beyond BRICs ETF and EGShares Emerging Markets Domestic Demand ETF
PC-2016-05562016-08-31EGShares EM Core ex-China ETF
PC-2016-05552016-08-31EGShares Emerging Markets High Income Low Beta ETF
PC-2016-05542016-08-31EGShares India Consumer ETF
PC-2016-05532016-08-31Emerging Global Shares INDXX India Infrastructure Index Fund
PC-2016-05522016-08-31Emerging Global Shares INDXX India Small Cap Fund ETF
PC-2016-05512016-08-31ETFS Diversified-Factor Developed Europe Index Fund ETFS Diversified-Factor U.S. Large Cap Index Fund
PC-2016-05502016-08-31QuantShares U.S. Market Neutral Funds
PC-2016-05492016-08-31Reality Shares DIVCON Dividend Guard ETF
PC-2016-05482016-08-31Reality Shares DIVCON Leaders Dividend ETF
PC-2016-05472016-08-31Reality Shares DIVS ETF
PC-2016-05462016-08-31Reaves Utilities ETF
PC-2016-05452016-08-31Recon Capital DAX Germany ETF
PC-2016-05442016-08-31Recon Capital NASDAQ-100 Covered Call ETF
PC-2016-05432016-08-31Renaissance International IPO ETF
PC-2016-05422016-08-31Renaissance IPO ETF
PC-2016-05412016-08-31RevenueShares ADR Fund
PC-2016-05402016-08-31RevenueShares Exchange Traded Fund Trust
PC-2016-05392016-08-31RevenueShares Financials Sector Fund
PC-2016-05382016-08-31RevenueShares Global Growth Fund
PC-2016-05372016-08-31RevenueShares Navellier Overall A-100 Fund
PC-2016-05362016-08-31RevenueShares Ultra Dividend Fund
PC-2016-05352016-08-31REX Gold Hedged ETFs
PC-2016-05342016-08-31REX VolMAXX VIX Weekly Futures Strategy ETF
PC-2016-05332016-08-31RiverFront Dynamic Income ETFs
PC-2016-05322016-08-31RiverFront Dynamic US ETFs
PC-2016-05312016-08-31RiverFront Strategic Income Fund
PC-2016-05302016-08-31Robo-StoxTM Global Robotics and Automation Index ETF
PC-2016-05292016-08-31Russell Contrarian ETF
PC-2016-05282016-08-31Rydex Funds
PC-2016-05272016-08-31Rydex Funds
PC-2016-05262016-08-31Schwab Short-Term U.S. Treasury, U.S. Tips, and Intermediate-Term U.S. Treasury ETFs
PC-2016-05252016-08-31Schwab Strategic Trust ETFs
PC-2016-05242016-08-31Schwab Strategic Trust
PC-2016-05232016-08-31Schwab Strategic Trust
PC-2016-05222016-08-31Schwab U.S. Aggregate Bond ETF
PC-2016-05212016-08-31Schwab U.S. Dividend Equity ETF
PC-2016-05202016-08-31Schwab Strategic Trust
PC-2016-05192016-08-31Schwab U.S. Mid-Cap and REIT ETF
PC-2016-05182016-08-31Select Sector SPDR Funds
PC-2016-05172016-08-31O’Shares FTSE U.S. Quality Dividend ETF
PC-2016-05162016-08-31Sit Rising Rate ETF
PC-2016-05152016-08-31SPDR DB International Government Inflation-Protected Bond ETF
PC-2016-05142016-08-31SPDR® MSCI USA Quality Mix ETF
PC-2016-05132016-08-31SPDR® S&P 500 Buyback ETF
PC-2016-05122016-08-31SPDR Barclays 0-5 Year TIPS ETF
PC-2016-05112016-08-31SPDR Barclays 1-10 Year TIPS ETF
PC-2016-05102016-08-31SPDR Barclays Capital Convertible Bond ETF
PC-2016-05092016-08-31SPDR Barclays Capital Emerging Markets Local Bond ETF
PC-2016-05082016-08-31SPDR Barclays Capital Intermediate Term Credit Bond ETF
PC-2016-05072016-08-31SPDR Barclays Capital International Corporate Bond ETF
PC-2016-05062016-08-31SPDR Barclays Capital Investment Grade Floating Rate and Short Term Treasury ETFs
PC-2016-05052016-08-31SPDR Barclays Capital Issuer Scored Corporate Bond ETF
PC-2016-05042016-08-31SPDR Barclays Capital Long Term Credit Bond ETF
PC-2016-05032016-08-31SPDR Barclays Capital Short Term Corporate Bond ETF
PC-2016-05022016-08-31SPDR Barclays Capital Short Term High Yield Bond ETF
PC-2016-05012016-08-31SPDR Series Trust
PC-2016-05002016-08-31SPDR Barclays International High Yield Bond ETF
PC-2016-04992016-08-31SPDR Blackstone / GSO Senior Loan ETF
PC-2016-04982016-08-31SPDR Series Trust
PC-2016-04972016-08-31SPDR Dorsey Wright Fixed Income Allocation ETF
PC-2016-04962016-08-31SPDR DoubleLine ETFs
PC-2016-04952016-08-31SPDR DoubleLine Total Return Tactical ETF
PC-2016-04942016-08-31SPDR EURO STOXX 50 Currency Hedged ETF
PC-2016-04932016-08-31SPDR FactSet Innovative Technology ETF
PC-2016-04922016-08-31SPDR Index Funds ETF Shares
PC-2016-04912016-08-31SPDR Index Shares Funds
PC-2016-04902016-08-31SPDR Index Shares Funds
PC-2016-04892016-08-31SPDR Index Shares Funds
PC-2016-04882016-08-31SPDR Series Trust
PC-2016-04872016-08-31SPDR Lehman High Yield Bond ETF
PC-2016-04862016-08-31SPDR Lehman International Treasury Bond ETF
PC-2016-04852016-08-31SPDR Lehman Municipal Bond ETF
PC-2016-04842016-08-31SPDR MSCI ACWI Low Carbon Target ETF
PC-2016-04832016-08-31SPDR MSCI China A Shares IMI ETF
PC-2016-04822016-08-31SPDR MSCI EM 50 ETF and SPDR MSCI ACWI IMI ETF
PC-2016-04812016-08-31SPDR MSCI EM Beyond BRIC ETF
PC-2016-04802016-08-31SPDR MSCI MIX Exchange Traded Fund Trust
PC-2016-04792016-08-31SPDR Nuveen Barclays Capital Build America Bond ETF
PC-2016-04782016-08-31SPDR Nuveen S&P High Yield Municipal Bond ETF
PC-2016-04772016-08-31SPDR Series Trust
PC-2016-04762016-08-31SPDR Russell 1000 Focus ETFs
PC-2016-04752016-08-31SPDR Russell 2000 ETF
PC-2016-04742016-08-31SPDR Funds
PC-2016-04732016-08-31SPDR S&P 500 Fossil Fuel Free ETF
PC-2016-04722016-08-31SPDR S&P 500 High Dividend ETF
PC-2016-04712016-08-31SPDR S&P BRIC 40 Exchange-Traded Fund
PC-2016-04702016-08-31SPDR Funds
PC-2016-04692016-08-31SPDR S&P Emerging Markets Small Cap ETF
PC-2016-04682016-08-31SPDR S&P Global Natural Resources ETF
PC-2016-04672016-08-31SPDR® S&P® International Dividend ETF
PC-2016-04662016-08-31SPDR S&P North American Natural Resources ETF
PC-2016-04652016-08-31SPDR S&P Russia Exchange-Traded Fund
PC-2016-04642016-08-31SPDR S&P Software, Healthcare and Aerospace & Defense ETF
PC-2016-04632016-08-31SPDR SSGA Gender Diversity Index ETF
PC-2016-04622016-08-31SPDR SSgA Multi-Asset Real Return ETF, SPDR SSgA Income Allocation ETF and SPDR SSgA Global Allocation ETF
PC-2016-04612016-08-31SPDR SSgA Risk Aware ETF
PC-2016-04602016-08-31SPDR SSgA Ultra Short Term Bond ETF
PC-2016-04592016-08-31SPDR Wells Fargo Preferred Stock ETF
PC-2016-04582016-08-31Sprott Buzz Social Media Insights ETF
PC-2016-04572016-08-31Sprott Gold Miners ETF
PC-2016-04562016-08-31Sprott Junior Gold Miners ETF
PC-2016-04552016-08-31SSgA Active ETF Trust
PC-2016-04542016-08-31Stock Split Index Fund
PC-2016-04532016-08-31StreetTRACKS Index Share Funds
PC-2016-04522016-08-31StreetTRACKS Series Trust
PC-2016-04512016-08-31Teucrium Agricultural Fund
PC-2016-04502016-08-31Teucrium Wheat, Soybean and Sugar Fund
PC-2016-04492016-08-31Select Sector SPDR Funds
PC-2016-04482016-08-31The iShares Core International Aggregate Bond ETF
PC-2016-04472016-08-31The Restaurant ETF
PC-2016-04462016-08-31Tierra XP Latin America Real Estate ETF
PC-2016-04452016-08-31Tortoise North American Pipeline Fund
PC-2016-04442016-08-31Treasury-Hedged High Yield Bond ETF
PC-2016-04432016-08-31TrimTabs Intl Free-Cash-Flow ETF
PC-2016-04422016-08-31Tuttle Tactical Management Multi-Strategy Income ETF
PC-2016-04412016-08-31Tuttle Tactical Management U.S. Core ETF
PC-2016-04402016-08-31U.S. Global Jets ETF
PC-2016-04392016-08-31UBS AG (ETNs)
PC-2016-04382016-08-31UBS AG
PC-2016-04372016-08-31UBS AG 2X Leveraged Long Exchange Traded Access Securities Linked to the Wells Fargo Business Development Company Index
PC-2016-04362016-08-31UBS AG ETNs
PC-2016-04352016-08-31UBS AG ETRACS ETNs
PC-2016-04342016-08-31UBS AG Exchange Traded Access Securities (“E-TRACS”)
PC-2016-04332016-08-31UBS AG FI Enhanced Europe 50 ETN
PC-2016-04322016-08-31UBS AG FI Enhanced Global High Yield ETN
PC-2016-04312016-08-31UBS AG FI Enhanced Large Cap Growth ETN due June 19, 2024
PC-2016-04302016-08-31UBS E-TRACS Dow Jones-UBS Commodity Exchange-Traded Notes
PC-2016-04292016-08-31United States 12 Month Natural Gas Fund, L.P.
PC-2016-04282016-08-31United States Agriculture Index Fund
PC-2016-04272016-08-31United States Commodity Index Fund
PC-2016-04262016-08-31United States Heating Oil Fund, LP
PC-2016-04252016-08-31Validea Market Legends ETF
PC-2016-04242016-08-31ValueShares International Quantitative Value ETF
PC-2016-04232016-08-31ValueShares U.S. Quantitative Value ETF
PC-2016-04222016-08-31VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF
PC-2016-04212016-08-31Vanguard Bond Index ETFs
PC-2016-04202016-08-31Vanguard Emerging Markets Government Bond Index Fund ETF
PC-2016-04192016-08-31Vanguard Tax-Managed Funds ETF
PC-2016-04182016-08-31Vanguard Extended Duration Treasury ETF
PC-2016-04172016-08-31Vanguard FTSE All-World ex US ETF
PC-2016-04162016-08-31Market Vectors ETF Trust
PC-2016-04152016-08-31Vanguard International Equity Index Funds ETF
PC-2016-04142016-08-31Vanguard Index Funds ETF Shares
PC-2016-04132016-08-31Vanguard International ETFs
PC-2016-04122016-08-31Vanguard S&P 500 ETF
PC-2016-04112016-08-31Vanguard S&P ETFs
PC-2016-04102016-08-31Vanguard Scottsdale Funds ETFs
PC-2016-04092016-08-31Vanguard Short-Term Inflation-Protected Securities Fund
PC-2016-04082016-08-31Vanguard Tax-Exempt Bond ETF
PC-2016-04072016-08-31Vanguard Total International Bond ETF
PC-2016-04062016-08-31Vanguard STAR Funds ETF
PC-2016-04052016-08-31Vanguard Total World Stock ETF
PC-2016-04042016-08-31VelocityShares™ ETNs due October 14, 2031
PC-2016-04032016-08-31VelocityShares Exchange Traded Notes
PC-2016-04022016-08-31Victory CEMP Emerging Market Volatility Wtd Index ETF
PC-2016-04012016-08-31Vident Core U.S. Equity ETF
PC-2016-04002016-08-31Vident International Equity Fund
PC-2016-03992016-08-31Wisdom Tree Emerging Markets Corporate Bond Fund
PC-2016-03982016-08-31Wisdom Tree Managed Futures Strategy Fund
PC-2016-03972016-08-31WisdomTree Asia Local Debt Fund
PC-2016-03962016-08-31WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
PC-2016-03952016-08-31WisdomTree Global Hedged SmallCap Dividend Fund
PC-2016-03942016-08-31WisdomTree Global Real Return Fund
PC-2016-03932016-08-31WisdomTree Trust
PC-2016-03922016-08-31WisdomTree Trust
PC-2016-03912016-08-31WisdomTree International Hedged Equity Fund
PC-2016-03902016-08-31WisdomTree Japan Dividend Growth Fund
PC-2016-03892016-08-31WisdomTree Japan Hedged Dividend Growth Fund
PC-2016-03882016-08-31WisdomTree Trust
PC-2016-03872016-08-31WisdomTree Funds
PC-2016-03862016-08-31The 3DPrinting ETF
PC-2016-03852016-08-31Alerian MLP ETF
PC-2016-03842016-08-31AlphaClone International ETF
PC-2016-03832016-08-31ALPS Emerging Sector Dividend Dogs ETF
PC-2016-03822016-08-31ALPS Medical Breakthroughs ETF
PC-2016-03812016-08-31ALPS Sector Dividend Dogs ETF
PC-2016-03802016-08-31ALPS U.S. Equity High Volatility Put Write Index Fund
PC-2016-03792016-08-31Aptus Behavioral Momentum ETF
PC-2016-03782016-08-31ARK Genomic Revolution Multi-Sector and Innovation ETFs
PC-2016-03772016-08-31ARK ETF Trust
PC-2016-03762016-08-31Arrow QVM Equity Factor ETF
PC-2016-03752016-08-31Barclays Asian and Gulf Currency Revaluation ETN
PC-2016-03742016-08-31Barclays ETN+ FI Enhanced Europe 50 ETNs
PC-2016-03732016-08-31Barclays ETN+ FI Enhanced Global High Yield ETNs
PC-2016-03722016-08-31Barclays ETN+ Inverse S&P 500® VIX Short-Term Futures™ ETN
PC-2016-03712016-08-31Barclays GEMS Index ETN
PC-2016-03702016-08-31BullMark LatAm Select Leaders ETF
PC-2016-03692016-08-31Cambria Emerging Shareholder Yield ETF
PC-2016-03682016-08-31Cambria Foreign Shareholder Yield ETF
PC-2016-03672016-08-31Cambria Global Asset Allocation ETF
PC-2016-03662016-08-31Citigroup Global Markets Holdings Inc.
PC-2016-03652016-08-31Claymore/BNY Mellon Frontier Markets ETF
PC-2016-03642016-08-31Claymore China Technology ETF
PC-2016-03632016-08-31Claymore/Clear Global Timber Index ETF
PC-2016-03622016-08-31Claymore S&P Global Water Index ETF
PC-2016-03612016-08-31Claymore Exchange Traded Funds
PC-2016-03602016-08-31Columbia Sustainable Income ETF
PC-2016-03592016-08-31Compass EMP Developed 500 Enhanced Volatility Weighted Index ETF
PC-2016-03582016-08-31Credit Suisse Commodity Rotation ETN
PC-2016-03572016-08-31Credit Suisse FI Enhanced Europe 50 ETNs
PC-2016-03562016-08-31Credit Suisse Long/Short Liquid Index Exchange Traded Notes
PC-2016-03552016-08-31CSOP ETF Trust
PC-2016-03542016-08-31CSOP ETF Trust
PC-2016-03532016-08-31Deutsche Bank AG ETNs
PC-2016-03522016-08-31db X-trackers Harvest CSI 300 China A-Shares Fund
PC-2016-03512016-08-31DBX ETF Trust
PC-2016-03502016-08-31db X-trackers Harvest MSCI All China Equity Fund
PC-2016-03492016-08-31DBX ETF Trust
PC-2016-03482016-08-31db X-trackers Municipal Infrastructure Revenue Bond Fund
PC-2016-03472016-08-31db-X MSCI Equity Funds
PC-2016-03462016-08-31Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF
PC-2016-03452016-08-31Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF
PC-2016-03442016-08-31DBX ETF Trust
PC-2016-03432016-08-31Deutsche X-trackers MSCI EMU Hedged Equity ETF
PC-2016-03422016-08-31Deutsche X-trackers Russell 2000 Comprehensive Factor ETF
PC-2016-03412016-08-31Deutsche X-Trackers ETFs
PC-2016-03402016-08-31Direxion Shares ETF Trust
PC-2016-03392016-08-31Dhandho Junoon ETF
PC-2016-03382016-08-31Direxion All Cap Insider Sentiment Shares
PC-2016-03372016-08-31Direxion Daily 7-10, 20+ Year Treasury and Total Bond Market 1X Shares
PC-2016-03362016-08-31Direxion Daily Bear Shares
PC-2016-03352016-08-31Direxion Shares ETF Trust
PC-2016-03342016-08-31Direxion Daily CSI 300 China A Share Bear 1X Shares
PC-2016-03332016-08-31Direxion Daily CSI 300 China A Share Bull 2X Shares
PC-2016-03322016-08-31Direxion Shares ETF Trust
PC-2016-03312016-08-31Direxion Shares ETF
PC-2016-03302016-08-31Direxion Daily S&P 500 Bull 2X Shares
PC-2016-03292016-08-31Direxion Daily Small Cap Bull 2X Shares
PC-2016-03282016-08-31Direxion Funds Daily Retail Bull 2X Shares ETF
PC-2016-03272016-08-31Direxion iBillionaire Index ETF
PC-2016-03262016-08-31Direxion NASDAQ-100 Equal Weighted Index Shares
PC-2016-03252016-08-31Direxion S&P 500 RC Volatility Response Shares
PC-2016-03242016-08-31Direxion Shares ETF Trust
PC-2016-03232016-08-31Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares
PC-2016-03222016-08-31EGShares Beyond BRICs ETF and EGShares Emerging Markets Domestic Demand ETF
PC-2016-03212016-08-31EGShares Emerging Markets Core ETF
PC-2016-03202016-08-31ELEMENTS Linked to the MLCX Biofuels Index Total
PC-2016-03192016-08-31AB Svensk Exportkredit (Swedish Export Credit Corporation)
PC-2016-03182016-08-31Elkhorn S&P High Quality Preferred ETF
PC-2016-03172016-08-31Emerging Global Shares Dow Jones Emerging Markets Consumer Titans Index Fund
PC-2016-03162016-08-31EMQQ The Emerging Markets Internet & Ecommerce ETF
PC-2016-03152016-08-31First Trust Horizon Managed Volatility ETFs
PC-2016-03142016-08-31Global X Millennials Thematic ETF
PC-2016-03132016-08-31iSectors Post-MPTGrowth ETF
PC-2016-03122016-08-31Legg Mason International Low Volatility High Dividend ETF
PC-2016-03112016-08-31Market Vectors ETF Trust
PC-2016-03102016-08-31Principal Exchange-Traded Funds
PC-2016-03092016-08-31SPDR S&P 1500 ETFs
PC-2016-03082016-08-31SPDR S&P Technology Hardware and Internet ETFs
PC-2016-03072016-08-31Sprott Physical Gold Trust
PC-2016-03062016-08-31Sprott Physical Platinum and Palladium Trust
PC-2016-03052016-08-31Sprott Physical Silver Trust
PC-2016-03042016-08-31Summit Water Infrastructure Multifactor ETF
PC-2016-03032016-08-31Vanguard Mega Cap 300 ETFs
PC-2016-03022016-08-31Vident Core US Bond Strategy ETF
PC-2016-03012016-08-31WBI TacticalRotation Shares
PC-2016-03002016-08-31WisdomTree Barclays U.S. Aggregate Bond Enhanced Yield Fund
PC-2016-02992016-08-31WisdomTree Trust Funds
PC-2016-02982016-08-31WisdomTree Bloomberg Floating Rate Treasury Fund
PC-2016-02972016-08-31WisdomTree Bloomberg U.S. Dollar Bullish Fund
PC-2016-02962016-08-31WisdomTree CBOE S&P 500 PutWrite Strategy Fund
PC-2016-02952016-08-31WisdomTree Coal Fund Shares
PC-2016-02942016-08-31WisdomTree Commodity Currency Strategy Fund
PC-2016-02932016-08-31WisdomTree Continuous Commodity Index Fund
PC-2016-02922016-08-31WisdomTree Dreyfus Funds
PC-2016-02912016-08-31WisdomTree Trust
PC-2016-02902016-08-31WisdomTree Trust
PC-2016-02892016-08-31WisdomTree Emerging Currency Strategy Fund
PC-2016-02882016-08-31WisdomTree Emerging Markets Consumer Growth Fund
PC-2016-02872016-08-31WisdomTree Trust
PC-2016-02862016-08-31WisdomTree Emerging Markets Quality Dividend Growth Fund
PC-2016-02852016-08-31WisdomTree Emerging Markets High-Yielding Equity Fund
PC-2016-02842016-08-31WisdomTree Emerging Markets Local Debt Fund
PC-2016-02832016-08-31WisdomTree Emerging Markets SmallCap Dividend Fund
PC-2016-02822016-08-31WisdomTree Trust
PC-2016-02812016-08-31WisdomTree Europe Hedged SmallCap Equity Fund
PC-2016-02802016-08-31WisdomTree Fundamental U.S. Corporate Bond Funds
PC-2016-02792016-08-31WisdomTree Germany Hedged Equity Fund
PC-2016-02782016-08-31WisdomTree Trust
PC-2016-02772016-08-31WisdomTree India Earnings Fund
PC-2016-02762016-08-31WisdomTree International Real Estate Sector Fund ETF
PC-2016-02752016-08-31WisdomTree Funds
PC-2016-02742016-08-31WisdomTree Trust Funds
PC-2016-02732016-08-31WisdomTree Korea Hedged Equity Fund
PC-2016-02722016-08-31WisdomTree Trust
PC-2016-02712016-08-31WisdomTree Trust
PC-2016-02702016-08-31WisdomTree Trust Fund
PC-2016-02692016-08-31WisdomTree U.S. Quality Dividend Growth Fund
PC-2016-02682016-08-31WisdomTree Dollar U.S. Equity Funds
PC-2016-02672016-08-31WisdomTree Western Asset Unconstrained Bond Fund
PC-2016-02662016-08-31Workplace Equality Portfolio
PC-2016-02652016-08-31YieldShares High Income ETF
PC-2016-02642016-08-31PowerShares DWA Technical Leaders Portfolio
PC-2016-02632016-08-31ProShares Trust
PC-2016-02622016-08-31WCM/BNY Mellon Focused Growth ADR ETF
PC-2016-02612016-08-31PowerShares BLDRS Funds
PC-2016-02602016-08-31DBX ETF Trust
PC-2016-02592016-08-31Deutsche X-trackers FTSEEmerging Comprehensive Factor ETF
PC-2016-02582016-08-31Compass EMP Funds Trust
PC-2016-02572016-08-31Global X Brazil Mid Cap ETF
PC-2016-02562016-08-31iPath® Commodity Index ETNs
PC-2016-02552016-08-31iShares MSCI Poland Investable Market Index Fund
PC-2016-02542016-08-31PowerShares DWA Tactical Sector Rotation Portfolio
PC-2016-02532016-08-31Direxion Shares ETF Trust
PC-2016-02522016-08-31AB Svensk Ekportkredit (Swedish Export Credit Corporation)
PC-2016-02512016-08-31Absolute Shares Trust
PC-2016-02502016-08-31AccuShares S&P GSCI Crude Oil Excess Return Down Shares AccuShares S&P GSCI Crude Oil Excess Return Up Shares
PC-2016-02492016-08-31AdvisorShares Ranger Equity Bear ETF
PC-2016-02482016-08-31AdvisorShares Athena High Dividend ETF
PC-2016-02472016-08-31AdvisorShares Cornerstone Small Cap ETF
PC-2016-02462016-08-31AdvisorShares Trust
PC-2016-02452016-08-31AdvisorShares-Meidell Tactical Advantage ETF
PC-2016-02442016-08-31AdvisorShares Morgan Creek Global Tactical ETF
PC-2016-02432016-08-31AdvisorShares Newfleet Multi-Sector Income ETF
PC-2016-02422016-08-31AdvisorShares Pacific Asset Enhanced Floating Rate ETF
PC-2016-02412016-08-31AdvisorShares Peritus High Yield ETF
PC-2016-02402016-08-31AdvisorShares Sage Core Reserves ETF
PC-2016-02392016-08-31iShares GSCI Commodity-Indexed Trust
PC-2016-02382016-08-31AdvisorShares YieldPro ETF
PC-2016-02372016-08-31AdvisorShares-Madrona Forward Domestic; Madrona Forward International; and Madrona Forward Global Bond ETF's
PC-2016-02362016-08-31AIG Commodity Index Total Return
PC-2016-02352016-08-31Alerian Energy Infrastructure ETF
PC-2016-02342016-08-31AlphaClone Alternative Alpha ETF
PC-2016-02332016-08-31AlphaMark Actively Managed Small Cap ETF
PC-2016-02322016-08-31ALPS Barron's 400 ETF
PC-2016-02312016-08-31ALPS Equal Sector Weight ETF
PC-2016-02302016-08-31Arrow DWA Tactical ETF
PC-2016-02292016-08-31Barclays Bank PLC iPath Exchange-Traded Notes
PC-2016-02282016-08-31Barclays ETN+ S&P 500 Dynamic VEQTOR ETNs
PC-2016-02272016-08-31Barclays ETN+ Select MLP Exchange Traded Notes
PC-2016-02262016-08-31Barclays ETN+ Shiller CAPE Exchange Traded Notes
PC-2016-02252016-08-31Barclays Inverse US Treasury Composite ETN
PC-2016-02242016-08-31Barclays Return on Disability ETN
PC-2016-02232016-08-31BDC Income Fund
PC-2016-02222016-08-31BioShares Biotechnology Funds
PC-2016-02212016-08-31C-Tracks ETNs Miller/Howard Strategic Dividend Reinvestor
PC-2016-02202016-08-31Calamos Focus Growth ETF
PC-2016-02192016-08-31Cambria Global Momentum ETF
PC-2016-02182016-08-31Cambria Shareholder Yield ETF
PC-2016-02172016-08-31Cambria Sovereign High Yield Bond ETF
PC-2016-02162016-08-31Cambria Value and Momentum ETF
PC-2016-02152016-08-31Citigroup Inc. ETNs
PC-2016-02142016-08-31Claymore Exchange Traded Fund Trust
PC-2016-02132016-08-31Claymore Exchange-Traded Fund Trust ETFs
PC-2016-02122016-08-31Claymore Exchange-Traded Funds
PC-2016-02112016-08-31Claymore Wilshire Micro-Cap ETF (WMCR)
PC-2016-02102016-08-31Claymore Wilshire US REIT ETF
PC-2016-02092016-08-31Claymore Exchange-Traded Funds
PC-2016-02082016-08-31Compass EMP Funds
PC-2016-02072016-08-31Compass EMP U.S. Discovery 500 Enhanced Volatility Weighted Fund
PC-2016-02062016-08-31Compass EMP US ETFs
PC-2016-02052016-08-31Credit Suisse AG
PC-2016-02042016-08-31Credit Suisse Exchange Traded Notes
PC-2016-02032016-08-31Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
PC-2016-02022016-08-31Credit Suisse Gold Shares Covered Call Exchange Traded Note
PC-2016-02012016-08-31Credit Suisse S&P MLP Index Exchange Traded Notes
PC-2016-02002016-08-31Credit Suisse Silver Shares Covered Call Exchange Traded Notes
PC-2016-01992016-08-31Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETNs
PC-2016-01982016-08-31Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT ETNs
PC-2016-01972016-08-31Credit Suisse X-Links Multi-Asset High Income Exchange Traded Notes
PC-2016-01962016-08-31Credit Suisse X-Links Multi-Asset High Income Exchange Traded Notes
PC-2016-01952016-08-31CrowdInvest Wisdom ETF
PC-2016-01942016-08-31CurrencyShares Chinese Renminbi Trust
PC-2016-01932016-08-31CurrencyShares Funds
PC-2016-01922016-08-31CurrencyShares Singapore Dollar Trust
PC-2016-01912016-08-31DB Agriculture Double Short ETN
PC-2016-01902016-08-31DB Agriculture Short Exchange Traded Notes
PC-2016-01892016-08-31Deep Value ETF
PC-2016-01882016-08-31Deutche Bank AG ETNs
PC-2016-01872016-08-31Deutsche Bank AG, ELEMENTS - 'Dogs of the Dow' Linked to the Dow Jones High Yield Select 10 Total Return Index
PC-2016-01862016-08-31Deutsche Bank ETFs
PC-2016-01852016-08-31Deutsche X-trackers Enhanced Beta ETFs
PC-2016-01842016-08-31Deutsche X-trackers Interest Rate Hedged ETFs
PC-2016-01832016-08-31Diamond Hill Valuation-Weighted 500 ETF
PC-2016-01822016-08-31Direxion Daily Bear 1X Shares ETFs
PC-2016-01812016-08-31Direxion Daily ETFs
PC-2016-01802016-08-31Direxion Daily S&P Funds
PC-2016-01792016-08-31Direxion Shares ETF Trust
PC-2016-01782016-08-31Direxion Shares ETF Trust
PC-2016-01772016-08-31Direxion Shares ETF Trust
PC-2016-01762016-08-31AB Svensk Exportkredit Elements
PC-2016-01752016-08-31AB Svensk Exportkredit Elements
PC-2016-01742016-08-31Elkhorn FTSE RAFI U.S. Equity Income ETF
PC-2016-01732016-08-31Elkhorn S&P Capital Expenditures Portfolio
PC-2016-01722016-08-31Etho Climate Leadership U.S. ETF
PC-2016-01712016-08-31ETRACS Alerian MLP ETNs
PC-2016-01702016-08-31ETRACS Alerian MLP Index ETN
PC-2016-01692016-08-31ETRACS Monthly Pay 2X Leveraged Closed-End Fund ETN
PC-2016-01682016-08-31UBS Ag
PC-2016-01672016-08-31ETRACS Monthly Pay 2xLeveraged MSCI US REIT Index ETN
PC-2016-01662016-08-31ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN and ETRACS Monthly Pay 2xLeveraged Dow Jones Selected Dividend Index ETN Due May 22, 2042
PC-2016-01652016-08-31ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN
PC-2016-01642016-08-31ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN
PC-2016-01632016-08-31UBS AG
PC-2016-01622016-08-31ETRACS Monthly Reset 2xLeveraged S&P 500 Total Return ETN
PC-2016-01612016-08-31ETRACS S&P GSCI Crude Oil Total Return Index ETN due February 22, 2046
PC-2016-01602016-08-31ETRACS Wells Fargo Business Development Company Index ETNs
PC-2016-01592016-08-31Fidelity Bond Exchange Traded Funds
PC-2016-01582016-08-31First Trust Funds
PC-2016-01572016-08-31First Trust CBOE S&P 500 VIX Tail Hedge Fund
PC-2016-01562016-08-31First Trust Emerging Markets Local Currency Bond ETF
PC-2016-01552016-08-31First Trust ETF
PC-2016-01542016-08-31First Trust Exchange-Traded AlphaDEX Fund
PC-2016-01532016-08-31First Trust Exchange-Traded Fund II
PC-2016-01522016-08-31First Trust Exchange-Traded Funds VI
PC-2016-01512016-08-31First Trust High Yield Long/Short ETF
PC-2016-01502016-08-31First Trust Funds
PC-2016-01492016-08-31First Trust Long/Short Equity ETF
PC-2016-01482016-08-31First Trust Low Duration Mortgage Opportunities ETF
PC-2016-01472016-08-31First Trust Managed Municipal ETF
PC-2016-01462016-08-31First Trust Preferred Securities and Income ETF
PC-2016-01452016-08-31First Trust RBA American Industrial Renaissance ETF
PC-2016-01442016-08-31First Trust S&P REIT Index Fund
PC-2016-01432016-08-31First Trust Senior Loan Fund
PC-2016-01422016-08-31First Trust SSI Strategic Convertible Securities ETF
PC-2016-01412016-08-31First Trust Value Line 100 Exchange-Traded Fund
PC-2016-01402016-08-31FlexShares Ready Access Variable Income Fund
PC-2016-01392016-08-31FlexShares Real Assets Allocation Index Fund
PC-2016-01382016-08-31Forensic Accounting ETF
PC-2016-01372016-08-31Global X | JPMorgan Efficiente Index and Global X | JPMorgan US Sector Rotator Index ETFs
PC-2016-01362016-08-31Global X S&P 500 Catholic Values ETF
PC-2016-01352016-08-31Global X SuperDividend U.S. ETF
PC-2016-01342016-08-31Global X Top Guru Holdings Index ETF
PC-2016-01332016-08-31Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
PC-2016-01322016-08-31Grail Advisors ETF Trust
PC-2016-01312016-08-31Guggenheim BulletShares High Yield Corporate Bond ETF
PC-2016-01302016-08-31Guggenheim BulletShares 2018, 2019, and 2020 Corporate Bond ETFs
PC-2016-01292016-08-31Claymore ETF Trust
PC-2016-01282016-08-31Claymore ETF Trust
PC-2016-01272016-08-31Guggenheim BulletShares Corporate Bond ETFs
PC-2016-01262016-08-31Guggenheim Dow Jones Industrial Average Dividend ETF
PC-2016-01252016-08-31Guggenheim S&P 500 Equal Weight Real Estate ETF
PC-2016-01242016-08-31Guggenheim Total Return Bond ETF
PC-2016-01232016-08-31Horizons S&P 500 Covered Call ETF
PC-2016-01222016-08-31HSBC USA Inc. ELEMENTS
PC-2016-01212016-08-31Hull Tactical US ETF
PC-2016-01202016-08-31Huntington EcoLogical Strategy ETF
PC-2016-01192016-08-31Huntington US Equity Rotation Strategy ETF
PC-2016-01182016-08-31Innovator IBD 50 Fund
PC-2016-01172016-08-31iPath® US Treasury ETNs
PC-2016-01162016-08-31iPath ETNs
PC-2016-01152016-08-31iPath ETN Trusts
PC-2016-01142016-08-31iPath ETNs
PC-2016-01132016-08-31iPath Exchange Traded Notes
PC-2016-01122016-08-31iPath Inverse S&P 500 VIX Short-Term Futures ETN
PC-2016-01112016-08-31iPath Leveraged Equity ETNs (Eleven ETNs)
PC-2016-01102016-08-31iPath S&P GSCI Crude Oil Total Return Index ETN
PC-2016-01092016-08-31iPath S&P MLP Exchange Traded Notes
PC-2016-01082016-08-31iPath US Treasury 5-year Bear Exchange Traded Notes
PC-2016-01072016-08-31iPath US Treasury 5-year Bull Exchange Traded Notes
PC-2016-01062016-08-31IQ CPI Inflation Hedged ETF
PC-2016-01052016-08-31IQ Enhanced Core Bond U.S. ETFs
PC-2016-01042016-08-31iShares Emerging Markets High Yield Bond Fund
PC-2016-01032016-08-31iShares 10+ Year Credit Bond Fund
PC-2016-01022016-08-31iShares Barclays GNMA Bond Fund
PC-2016-01012016-08-31iShares Convertible Bond ETF
PC-2016-01002016-08-31iShares Trust
PC-2016-00992016-08-31iShares Currency Hedged Global ex USD High Yield Bond ETF
PC-2016-00982016-08-31iShares Funds
PC-2016-00972016-08-31iShares Edge MSCI Multifactor Sector ETFs
PC-2016-00962016-08-31iShares Emerging Markets Corporate Bond Fund
PC-2016-00952016-08-31iShares Trust
PC-2016-00942016-08-31iShares Floating Rate Note Fund
PC-2016-00932016-08-31iShares Global High Yield Corporate Bond Fund
PC-2016-00922016-08-31iShares High Dividend Equity Fund
PC-2016-00912016-08-31iShares Trust
PC-2016-00902016-08-31iShares iBonds Dec 2020 Corporate ETF
PC-2016-00892016-08-31iShares iBonds
PC-2016-00882016-08-31iShares iBonds Sep 2020 AMT-Free Muni Bond ETF
PC-2016-00872016-08-31iShares Trust ETFs
PC-2016-00862016-08-31iShares Interest Rate Hedged ETFs
PC-2016-00852016-08-31iShares International High Yield Bond ETF
PC-2016-00842016-08-31iShares Trust
PC-2016-00832016-08-31iShares Funds
PC-2016-00822016-08-31iShares MSCI USA Index Fund
PC-2016-00812016-08-31iShares Municipal Bond Fund
PC-2016-00802016-08-31iShares Funds
PC-2016-00792016-08-31iShares Funds
PC-2016-00782016-08-31iShares Trust ETFs
PC-2016-00772016-08-31Direxion Shares ETF Trust
PC-2016-00762016-08-31iShares Trust
PC-2016-00752016-08-31iShares S&P National Municipal Bond Fund
PC-2016-00742016-08-31iShares S&P U.S. Preferred Stock Index Fund
PC-2016-00732016-08-31iShares Short Maturity Bond ETF
PC-2016-00722016-08-31iShares Short Maturity Municipal Bond ETF
PC-2016-00712016-08-31iShares U.S. ETF Trust
PC-2016-00702016-08-31iShares Yield Optimized Bond ETF
PC-2016-00692016-08-31iShares Trust
PC-2016-00682016-08-31iShares Trust
PC-2016-00672016-08-31Janus Detroit Street Funds
PC-2016-00662016-08-31John Hancock Exchange-Traded Fund Trust
PC-2016-00652016-08-31John Hancock Multifactor Funds
PC-2016-00642016-08-31JPMorgan Chase & Co. ETN
PC-2016-00632016-08-31JPMorgan Diversified Return U.S. Equity ETF
PC-2016-00622016-08-31KraneShares E Fund China Commercial Paper ETF
PC-2016-00612016-08-31Lattice U.S. Equity Strategy ETF
PC-2016-00602016-08-31Market Vectors ETF
PC-2016-00592016-08-31Lehman Brothers AMT-Free Short Municipal Index ETF
PC-2016-00582016-08-31Loncar Cancer Immunotherapy ETF
PC-2016-00572016-08-31Market Vectors - Environmental Services ETF
PC-2016-00562016-08-31Market Vectors - High Yield Municipal Index ETF
PC-2016-00552016-08-31Market Vectors ETFs
PC-2016-00542016-08-31Market Vectors CEF Municipal Income ETF
PC-2016-00532016-08-31Market Vectors ChinaAMC China Bond ETF
PC-2016-00522016-08-31Market Vectors Emerging Markets High Yield Bond ETF
PC-2016-00512016-08-31Market Vectors Emerging Markets Local Currency Bond ETF
PC-2016-00502016-08-31Market Vectors Exchange Traded Notes
PC-2016-00492016-08-31Market Vectors Fallen Angel High Yield Bond ETF
PC-2016-00482016-08-31iShares GSCI Commodity-Indexed Trust
PC-2016-00472016-08-31Market Vectors Investment Grade Floating Rate ETF
PC-2016-00462016-08-31Market Vectors Morningstar Wide Moat Research ETF
PC-2016-00452016-08-31Market Vectors Pre-Refunded Municipal Index ETF
PC-2016-00442016-08-31Market Vectors Preferred Securities ex Financial ETF
PC-2016-00432016-08-31Market Vectors ETFs
PC-2016-00422016-08-31Market Vectors Short High-Yield Municipal Index ETF
PC-2016-00412016-08-31MomentumShares U.S. Quantitative Momentum ETF
PC-2016-00402016-08-31Morgan Stanley - Market Vector ETNs
PC-2016-00392016-08-31Morgan Stanley Cushing MLP High Income Index Exchange-Traded Notes
PC-2016-00382016-08-31Morgan Stanley-Market Vectors Currency ETN
PC-2016-00372016-08-31Nashville Area ETF
PC-2016-00362016-08-31Newfleet Multi-Sector Unconstrained Bond ETF
PC-2016-00352016-08-31Pacer Trendpilot ETFs
PC-2016-00342016-08-31PIMCO 0-5 Year High Yield Corporate Bond Index Fund
PC-2016-00332016-08-31PIMCO 1-5 Year U.S. TIPS Index Fund ETF
PC-2016-00322016-08-31PIMCO 15+ Year U.S. TIPS Index Fund ETF
PC-2016-00312016-08-31PIMCO Broad U.S. TIPS Index Fund ETF
PC-2016-00302016-08-31PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PC-2016-00292016-08-31PIMCO ETF Trust
PC-2016-00282016-08-31PIMCO Global Advantage Inflation-Linked Bond Strategy Fund
PC-2016-00272016-08-31PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PC-2016-00262016-08-31PIMCO Investment Grade Corporate Bond Index Fund
PC-2016-00252016-08-31PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
PC-2016-00242016-08-31PowerShares Active U.S. Real Estate Fund
PC-2016-00232016-08-31PowerShares Build America Bond Portfolio ETF
PC-2016-00222016-08-31PowerShares Funds
PC-2016-00212016-08-31PowerShares CEF Income Composite Portfolio
PC-2016-00202016-08-31PowerShares Chinese Yuan Dim Sum Portfolio
PC-2016-00192016-08-31PowerShares DB Crude Oil ETNs
PC-2016-00182016-08-29AdvisorShares YieldPro ETF
PC-2016-00172016-08-29Guggenheim China All-Cap ETF
PC-2016-00162016-08-29Direxion Zacks MLP High Income ETF
PC-2016-00152016-08-29ETFS Zacks Earnings Large and Small-Cap U.S. Index Funds
PC-2016-00142016-08-29Global X YieldCo Index ETF
PC-2016-00132016-08-29International Multi-Asset Diversified Income Index Fund
PC-2016-00122016-08-29PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund
PC-2016-00112016-08-29Principal EDGE Active Income ETF
PC-2016-00102016-08-29Proshares Trust II
PC-2016-00092016-08-29ProShares Trust
PC-2016-00082016-08-29ProShares Trust II
PC-2016-00072016-08-29ProShares Trust
PC-2016-00062016-08-29Royal Bank of Canada
PC-2016-00052016-08-29VanEck Vectors High Income Infrastructure MLP ETF
PC-2016-00042016-08-29VanEck Vectors High Income MLP ETF
PC-2016-00032016-08-29VelocityShares ETNs
PC-2016-00022016-08-29YieldShares High Income ETF
PC-2016-00012016-08-24Direxion Shares ETF Trust