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IEX Group, Inc. Patent Notice

as of April 26, 2019

IEX Group, Inc. (“IEX” or “the Company”) currently owns at least the following U.S. and foreign patents and patent applications which may cover certain products and/or services provided through the IEX website (https://iextrading.com/) and/or the Company’s trading platform(s):

  1. Systems and Methods for Providing Up-to-date Information for Transactions (True Price)
    1. U.S. Patent Application No. 14/688,463, published as US20150302441A1
    2. Australian Patent Application No. 2015247596, published as AU2015247596A1
    3. Canadian Patent Application No. 2,946,122, published as CA2946122A1
    4. Indian Patent Application No. 201617036467, published as IN201617036467A
    5. Japanese Patent Application No. 2016-562747, published as JP2017-511550A
    6. South Korean Patent Application No. 10-2016-7031644, published as KR20160145695A
    7. Singapore Patent No. SG11201608606W (A)
  2. Transmission Latency Leveling Apparatuses, Methods and Systems (TLL/POP)
    1. U.S. Patent Application No. 14/322,996, published as US20150073967A1
    2. Australian Patent Application No. 2018217228, published as AU2018217228A1
    3. Brazilian Patent Application No. 1120150055508, published as BR112015005550A2
    4. Canadian Patent No. 2,871,322
    5. Canadian Patent Application No. 3,015,052, published as CA3015052A1
    6. European Patent Application No. 13837796.5, published as EP2896010A1
    7. Hong Kong Patent Application No. 15109290.1, published as HK1208750A1
    8. Japanese Patent No. JP,6433427,B2
    9. South Korean Patent No. 10-1963321
    10. South Korean Patent Application No. 10-2017-7009413, published as KR1020170041287A
    11. Singapore Patent No. 11201501568S
    12. Singapore Patent Application No. 10201706072P, published as SG10201706072PA
  3. Techniques for Facilitating Electronic Trading (Portal)
    1. U.S. Patent Application No. 14/487,320, published as US20150081508A1
    2. Australian Patent Application No. 2014321533, published as AU2014321533A1
    3. Brazilian Patent Application No. BR1120160059646, published as BR112016005964A
    4. Canadian Patent Application No. 2,924,491, published as CA2924491A1
    5. Japanese Patent Application No. 2016-543945, published as JP2016-536719A
    6. South Korean Patent No. 10-1834102
    7. Singapore Patent No. 11201602075W
  4. Techniques for Message Retransmission Mechanism (Repeater)
    1. U.S. Patent No. 9,547,565
    2. Australian Patent Application No. 2015229429, published as AU2015229429A1
    3. Canadian Patent Application No. 2,942,355, published as CA2942355A1
    4. European Patent Application No. 15761632.7, published as EP3117336A1
    5. Hong Kong Patent Application No. 17106988.2, published as HK1233357A
    6. Japanese Patent Application No. 2016-556798, published as JP2017-513105A
    7. South Korean Patent Application No. 10-2016-7027985, published as KR1020160132433A
    8. Singapore Patent No. 11201607520W
  5. Systems and Methods for Data Synchronization and Failover Management (Active-Active)
    1. U.S. Patent No. 10,210,005
    2. Australian Patent Application No. 2015229434, published as AU2015229434A1
    3. Canadian Patent Application No. 2,942,359, published as CA2942359A1
    4. European Patent Application No. 15761173.2, published as EP3117308A
    5. Hong Kong Patent Application No. 17106987.3, published as HK1233356A
    6. Japanese Patent Application No. 2016-556727, published as JP2017-511939A
    7. South Korean Patent Application No. 10-2016-7027986, published as KR1020160132434A
    8. Singapore Patent No. 11201607515X
    9. Singapore Patent Application No. 10201802998Y, published as SG10201802998YA
  6. Dynamic Peg Orders in an Electronic Trading System (D-Peg)
    1. U.S. Patent No. 10,185,993
    2. Canadian Patent Application No. 2,958,845, published as CA2958845A1
    3. Japanese Patent Application No. 2017-510526, published as JP2017-528825A
    4. South Korean Patent Application No. 10-2017-7007629, published as KR1020170047292A
    5. Singapore Patent Application No. 11201701415X, published as SG11201701415XA
  7. System and Method for Facilitation Cross Orders (Facilitation Cross)
    1. U.S. Patent Application No. 14/488,859, published as US20160078537A1
    2. Canadian Patent Application No. 2,961,758, published as CA2961758A1
    3. Japanese Patent Application No. 2017-515214, published as JP2017-534960A
    4. South Korean Patent Application No. 10-2017-7010106, published as KR1020170057345A
    5. Singapore Patent Application No. 11201702151X, published as SG11201702151XA
  8. System and Method for a Semi-lit Market (Semi-lit Market)
    1. U.S. Patent No. 10,311,515 B2
    2. Canadian Patent Application No. 2,961,770, published as CA2961770A1
    3. Japanese Patent Application No. 2017-515239, published as JP2017-534962A
    4. South Korean Patent Application No. 10-2017-7010100, published as KR1020170057344A
    5. Singapore Patent Application No. 11201702152V, published as SG11201702152VA
  9. System and Method for Creating Time-accurate Event Streams (Event Stream)
    1. U.S. Patent Application No. 15/687,707, published as US20180067864A1
    2. Canadian Patent Application No. 2,958,397, published as CA2958397A1
    3. Taiwanese Patent Application No. 106129981, published as 201812606

For addition information regarding IEX’s intellectual property,
please contact:

Sophia Lee, Esq.

General Counsel

IEX Group, Inc.

3 World Trade Center, 58th Floor

New York, NY 10007

U.S.A.