Company Notification Requirements

Most notifications required by the Exchange can be completed electronically using the forms below. For your convenience, you can review all applications and forms by clicking on the links below.

Please see below for instructions on how to communicate with IEX Staff regarding the following company actions.

Company Action Notification Form Due Date

Cash Dividends and Other Cash Distributions

Forward Stock Splits, Stock Dividends and Rights Offerings

Interest Payments

IEX Dividend/ Distribution/ Interest Payment Form No later than 10 calendar days prior to record date

Change in Company Name

Change in Security Title or Par Value

IEX Company Event Notification Form No later than 10 calendar days after the change

Change in State of Incorporation or Place of Organization

Change Requiring Updated Corporate Governance Certification or Listing Agreement

IEX Company Event Notification Form As soon as practicable after change

Change in Trading Symbol

IEX Company Event Notification Form No later than two business days prior to desired change

Change in Transfer Agent or Registrar

Noncompliance with Corporate Governance Rules

Email notification to listing-notification@iextrading.com At time of occurrence

Formation of a Holding Company that Replaces a Listed Company or Listing a New Class of Securities in Substitution for a Previously Listed Class of Securities

Reverse Stock Split

IEX Company Event Notification Form No later than 15 calendar days prior to effective date

Hearing Request

IEX Hearing Request Factsheet No later than 7 calendar days following Staff Determination

Increase or Decrease of 5% or More in the Number of Shares Outstanding

IEX Shares Outstanding Change Form No later than 10 calendar days after occurrence

Listing of Additional Shares

IEX Listing of Additional Shares Form No later than 15 calendar days prior to the share issuance

Listing a New Class of Securities

IEX Listing Application - New Class of Securities No later than 30 calendar days prior to the anticipated first trade date

Mergers

Email notification to listing-notification@iextrading.com Prior to declaring the shareholder meeting date

Redemptions/Extensions of Derivative Securities

Email notification to listing-notification@iextrading.com Prior to declaring the shareholder meeting date

Request Rule Interpretation

IEX Interpretation Request Factsheet Upon company request

Share Issuance from Treasury

IEX Shares Outstanding Change Form No later than 5 calendar days after filing quarterly or annual report

Tender Offers

Email notification to listing-notification@iextrading.com As soon as practicable